- Neuberger Berman (New York, NY)
- …key point of contact for internal clients (Portfolio Managers, Trading, Legal and Compliance and other functional areas within the firm) as well as external clients ... escalate potential or actual trade issues or errors that may cause financial, regulatory or reputational harm. + Self-starter and team oriented with an ability to… more
- Molina Healthcare (NY)
- …other Molina departments as needed + Writes narrative reports to interpret regulatory specifications, explain programs and results of programs, and document findings ... to identify opportunities for improvement + Surfaces to the Manager and Director any gaps in processes that may...may be preferred for specific roles) + Certified HEDIS Compliance Auditor (CHCA) To all current Molina employees: If… more
- Chobani (Rome, NY)
- …is preferred. These roles will work in partnership with the Capital project manager responsible for the construction of the dairy processing portion of the new ... team of process engineers designing the dairy processing operations, ensuring compliance with industry standards and regulations. Collaboration: Work closely with… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. ... The Account Manager for Depositary Receipt Services is responsible for...splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:**… more
- Amazon (New York, NY)
- …fun, and make history. We are seeking a dedicated and knowledgeable Compliance Manager to oversee and manage regulatory challenges, to include Fire Code ... (WHS) Operational Excellence (OpEx) is looking for a Program Manager (PM) to drive continuous improvement EHS projects. If...certifications. Coordinate initial and refresher training as needed. * Regulatory Compliance : Serve as the point of… more
- City National Bank (New York, NY)
- …standards for exam preparation * Strong knowledge and experience with US regulatory , compliance , and governance and experiencing interacting with the regulators ... * MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY?...routines to ensure appropriate oversight, monitoring and escalation to senior leadership / CIO as needed for efficient risk… more
- Mizuho Corporate Bank (New York, NY)
- …Lead modernization of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect and execute cloud ... across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk, … more
- SMBC (New York, NY)
- …tools. You will also help advise senior leaders in Risk, Business, and Regulatory Compliance functions on the operation of their businesses in a manner ... the bank's strategy for climate-related financial risk assessment and analytics. ** Regulatory Compliance & Reporting:** Partner with relevant corporate… more
- JPMorgan Chase (New York, NY)
- …Management, you will lead and oversee a territory of Financial Advisors, ensuring compliance with regulatory obligations and managing operational risk. You will ... managing client assets worth $4 trillion. As a Supervisory Manager , you will be at the forefront of guiding...forefront of guiding our Financial Advisors, ensuring adherence to regulatory obligations and managing operational risk. This role offers… more
- Amalgamated Bank (New York, NY)
- …AI environments. + Strong background in IT risk, data governance, and regulatory compliance . + Demonstrated experience in managing and developing high-performing ... The Data Analytics & & Artificial Intelligence (AI) Audit Manager supports the Deputy Chief Audit Officer (DCAO) in...data and AI. + Represent the audit function in senior management meetings, risk committees, and external regulatory… more