- Scotiabank (New York, NY)
- Compliance Testing Senior Manager ,...execute compliance testing in order to assess compliance with legal, regulatory and internal firm ... and exception items noted during the review process to senior management. + Ensure that the stakeholders respond with...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at… more
- City of New York (New York, NY)
- …Policy and Development, with very wide latitude for independent decision and action, the Senior Manager of Policy Compliance will direct research, conduct ... the drafting of reports utilizing research methods and program evaluation techniques. The Senior Manager of Policy Compliance will provide technical guidance… more
- Capital One (New York, NY)
- …Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud ... Senior Audit Manager , Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering… more
- Raymond James Financial, Inc. (New York, NY)
- …Planning and scheduling work to meet regulatory , organizational, and regulatory requirements. * Identifying and applying appropriate compliance monitoring ... **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk within various business units. *… more
- Skanska (Queens, NY)
- …in how we work, which is why our values support and drive our D&I efforts. The Senior DBE Compliance Manager will take part in administering Skanska's DBE ... Skanska is searching for a dynamic DBE Compliance Manager . This is a great...DBE Program and related programs. **DBE Compliance Manager Required Qualifications:** + Analyze and understand regulatory… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- The Senior Manager , Environmental Compliance is responsible for the management of environmental compliance programs for non-manufacturing facilities ... worldwide. Provide technical and regulatory environmental compliance support on an ongoing and as-needed basis to ensure compliance with local / county /… more
- Coinbase (Albany, NY)
- …collaboration, connection, and alignment. Attendance is expected and fully supported. As the Senior Manager , Compliance EDD Operations at Coinbase, you'll ... work to the highest quality standards and in full compliance with our regulatory obligations. In this...3 years experience working with global outsourcing providers and senior leadership. * Working knowledge of laws, regulations, and… more
- NBC Universal (New York, NY)
- …expected to be completed during 2025. Role Purpose: Reporting to the Vice President, Risk & Compliance , the Manager / Senior Manager , Risk & Compliance ... helping to design, establish/maintain, and manage a robust risk and compliance framework for Global Controllership including Global Finance Operations (GFO) teams… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in ... years of experience **Desired Skills & Experience** + Prior regulatory compliance experience within the banking industry...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- BMO Financial Group (New York, NY)
- …groups. Applies specialized knowledge of Accounting & Financial management risk, regulatory compliance and internal controls related to financial processes ... training needs, development/delivery of training, development and execution of regulatory administration processes & procedures, management of review/updates to… more