- TD Bank (New York, NY)
- …to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for ... Company and supports the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities across… more
- Scotiabank (New York, NY)
- …risk, audit, regulatory compliance , and governance. The IS&C Senior Manager will lead and oversee all regulatory examinations, ... Senior Manager , US Information Security &... Senior Manager , US Information Security & Control **Requisition ID:**...to the overall success of the US IS&C's governance, regulatory compliance , and risk program. This role… more
- TD Bank (New York, NY)
- …would have previous compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory ... more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and...guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing … more
- American Express (New York, NY)
- …#TeamAmex. Enterprise Data Risk Management ("EDRM"), within the Global Risk & Compliance Organization, is the independent risk management function covering risk of ... financial loss, reputational damage, or regulatory or legal action resulting from inadequate data governance...within or throughout its lifecycle. EDRM is hiring a Manager , who will play a pivotal role in setting… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team ... Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and...management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Help to… more
- Scotiabank (New York, NY)
- Senior Manager , Business Risk Management US GTB **Requisition ID:** 229447 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is ... committed to results, in an inclusive and high-performing culture. ** Senior Manager , Business Risk Management - US...controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct… more
- City National Bank (New York, NY)
- … MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I Strategic ... ensuring proactive monitoring, reporting, and mitigation of emerging risks. * Ensure compliance with regulatory requirements (eg, OCC, Federal Reserve Board,… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas ... and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies...* For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S IN IT… more
- TD Bank (New York, NY)
- …on availability and individual circumstances._ **Job Description Summary** The Senior Compliance Business Oversight Analyst provides objective guidance, ... and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant... management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to… more
- Shinda Management Corporation (Queens Village, NY)
- Senior Manager of Admin Services About...+ Ensure new and renewal leases are followed in compliance with latest regulatory , insurance and best ... community by redefining affordable housing. Description Job Purpose / Summary: The Senior Manager of Administrative Services supports operations by supervising… more