- Charles Schwab (Southlake, TX)
- …processes and maintains firm and employee registrations; and performs a variety of other compliance functions. We are looking for a manager to support our ... status quo" and transform the finance industry together. In Compliance , we help our business partners achieve their strategic...and regulators to ensure awareness of new and changing regulatory requirements to determine impact to firm. + Support… more
- Charles Schwab (Westlake, TX)
- …audits that target governance processes, risk management programs, internal controls, and regulatory compliance . The team also shares responsibility for ... the purpose of providing an independent assessment of CSC's compliance with the regulatory requirements pertaining to...draft audit observations for review by the Internal Audit Manager / Senior Manager (and above levels)… more
- Charles Schwab (Austin, TX)
- …audits that target governance processes, risk management programs, internal controls, and regulatory compliance . The team also shares responsibility for ... and custody services for employee benefit plans. Reporting a Senior Manager or Director in the Bank...assurance activities designed to improve the organization's operations and compliance with key regulations by evaluating and improving the… more
- CyrusOne (Dallas, TX)
- The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and ... in operational impact, legal disputes, or customer dissatisfaction. + Provide regular compliance reporting and risk assessments to senior leadership, including… more
- Charles Schwab (Austin, TX)
- …(vi) middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker-Dealer/Asset Management enterprise team, the Senior ... testing, identify and draft audit observations for review by the Internal Audit Manager / Senior Manager (and above levels) and subsequent debriefing with… more
- Biomat USA, Inc. (Texarkana, TX)
- …of donor floor operations, supervising staff, and supporting compliance with regulatory and quality standards. The Senior Operations Supervisor acts as a ... solutions and services in more than 110 countries and regions. **JOB TITLE:** SENIOR OPERATIONS SUPERVISOR **Summary:** The Senior Operations Supervisor plays a… more
- Emerson (Austin, TX)
- …plus (8+) years of related work experience. + Focus on industrial product compliance with environmental regulatory requirements and a strong understanding of ... The **Product Environmental Compliance (PEC) Engineer** is responsible for leading Test...T&M on Global PEC Steering teams and communicating with senior leadership. + Guide the development of PEC programs,… more
- Comerica (Frisco, TX)
- …policy for model risk management and validation. Regulatory Examination and Compliance Assist the Model Risk Manager /Director in managing regulatory ... relating to the model validation process and reporting. Evaluate and maintain compliance with applicable regulatory rules and banking industry practices.… more
- Charles Schwab (Westlake, TX)
- …configuration management, system interfaces, and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior ... assurance activity designed to improve the organization's operations and compliance with key regulations by evaluating and improving the...draft audit observations for review by the Internal Audit Manager / Senior Manager (and above levels)… more
- Biomat USA, Inc. (Laredo, TX)
- …of donor floor operations, supervising staff, and supporting compliance with regulatory and quality standards. The Senior Operations Supervisor acts as a ... and services in more than 110 countries and regions. Summary: The Senior Operations Supervisor plays a critical leadership role in the day-to-day operations… more