- TD Bank (New York, NY)
- …Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including… more
- TD Bank (New York, NY)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- Heritage Financial Credit Union (Middletown, NY)
- …a trusted advisor function embedded in strategic decision-making. We are seeking a Senior Manager of Internal Audit who brings curiosity, critical thinking, and ... Sr. Manager of Internal Audit - Middletown, NY WFH...bring deep knowledge of internal controls, risk management, and regulatory requirements? Have you partnered with external agencies on… more
- TD Bank (New York, NY)
- …expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about… more
- Chobani (Rome, NY)
- …NY. These roles require a deep understanding of dairy processing unit operations , equipment, dairy manufacturing technologies, etc. Experience in both design as well ... is preferred. These roles will work in partnership with the Capital project manager responsible for the construction of the dairy processing portion of the new… more
- Citigroup (New York, NY)
- …a positive impact on the communities we serve. The **Data Governance Foundation Group Manager ** is a senior level role accountable for management of Enterprise ... Plans + Maintain Centralized Framework for Data Metrics to demonstrate Business and Regulatory Outcome The Data Governance Foundation Group Manager will support … more
- Molina Healthcare (NY)
- …recommendations for improvement to decision-makers. At the direction of the Manager , Encounters, collaborates with cross-functional teams to identify and resolve ... maintains submission schedule, central documentation of market nuances, compliance, and regulatory requirements for primary market or state + Responsible for… more
- Bank of America (New York, NY)
- …the market and manages the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support the ongoing development of ... Merrill Market Client Relationship Manager New York, New York **To proceed with...needs. Job expectations include driving responsible growth while minimizing regulatory , financial, operational, and reputational risks. The **Market Client… more
- Citigroup (New York, NY)
- …lead internal project teams and collaborate effectively across various departments (legal, operations , product, sales). + ** Regulatory Awareness:** A keen eye ... The Account Manager for Depositary Receipt Services is responsible for...programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics.… more
- KeyBank (Amherst, NY)
- …and in collaboration with other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk ... apply those to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative, and… more