- TD Bank (Charlotte, NC)
- …developing and maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and other applicable ... regulations. The Recovery and Resolution Planning Manager leads work streams within the Recovery and Resolution Planning function, including development of required… more
- Red Hat (Raleigh, NC)
- …North America Financial Services Consulting team is looking for an experienced ** Senior Architect** specializing in **Red Hat Ansible Automation Platform (AAP)** . ... Automation Platform solutions for Financial Services customers + Translate regulatory , risk, availability, and operational requirements into scalable, secure, and… more
- TD Bank (Charlotte, NC)
- …expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about… more
- Bank of America (Charlotte, NC)
- Senior Data Analyst - Sanctions Screening Center of Excellence Charlotte, North Carolina;Richmond, Virginia; Scranton, Pennsylvania **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Senior -Data-Analyst Sanctions-Screening-Center-of-Excellence\_25045109) **Job Description:** At Bank of America, we… more
- City National Bank (Charlotte, NC)
- * MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Risk Strategy Manager will serve as trusted advisor, confidential thought partner, and act as sounding ... board to the Executive, Head of Technology Risk Manager (HTRM). The function will be integral in developing...routines to ensure appropriate oversight, monitoring and escalation to senior leadership / CIO as needed for efficient risk… more
- Capital One (Charlotte, NC)
- …+ Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's...of the Audit team, the candidate will focus on operations of investment (securities and transactions). Responsibilities: + Lead… more
- Capital One (Charlotte, NC)
- …Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor ... Principal Auditor (Experienced Senior Auditor), Card and Auto Finance business (Hybrid)...1 + years Audit experience in credit card, payments, operations , auto finance, third party risk management, or any… more
- Truist (Charlotte, NC)
- …Supports development of key management reporting as needed. This position reports to the Senior Risk Oversight Manager . This position will also work closely with ... 2. Three plus years of experience in banking, technology, operations , risk management and/or regulatory agencies. 3....in banking, technology, operations , risk management and/or regulatory agencies. 3. Three plus years of data management,… more
- City National Bank (Charlotte, NC)
- *FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the Screening Systems Manager , this colleague is responsible for performing ... Insight, XG or similar screening systems * Working knowledge of banking operations and Bank Secrecy Act/Office of Foreign Assets Control regulations * Experience… more
- City National Bank (Charlotte, NC)
- …audit programs, and identifying data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit results, ... year of experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * CPA - Certified Public… more