- Ankura (New York, NY)
- …reviews, regulatory remediation assistance, and investigations. Responsibilities: As a Senior Director in the Audit Advisory Practice, you will have the ... and growth. Our Audit Advisory Team of professionals includes several former senior officials from the PCAOB, including the Divisions of Enforcement and… more
- TD Bank (New York, NY)
- …segment of TD Bank Group. The group plays a critical role in financial, management, and regulatory reporting for the US region and acts as a primary control and ... you more specific details for this role. **Job Description:** Position Title: Senior Finance Analyst Business Unit: TD Securities Division/Region: TD Securities USA… more
- City National Bank (New York, NY)
- …Bachelor's Degree or equivalent * Minimum 7 years of lending, compliance, and regulatory reporting . * Minimum 5 years of financial services experience ... *COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance...controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory… more
- St. George's University (Great River, NY)
- …Academic Enrollment & Compliance, Financial Aid, Clinical Studies, IT, and external regulatory bodies to support compliance and institutional reporting . + ... Senior Assistant Registrar, Institutional Operations For Rocky Vista...For Rocky Vista University Employees: Please message Alyssa Cottone, Manager , HR Business Partner & Talent Acquisition on Microsoft… more
- TD Bank (White Plains, NY)
- …Platform to ensure accurate and compliant trade processing + Manages and oversees regulatory reporting requirements, including but not limited to CAT, CAIS, ... role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational oversight… more
- Bank of America (New York, NY)
- …provides guidance to business units to improve liquidity position, and supports regulatory and management liquidity reporting . + Oversees processes, risks, and ... Senior Finance Analyst - Liquidity Management/Treasury/CFO Charlotte, North...with policies, risk standards, and compliance with internal and regulatory liquidity reporting requirements. + Partners with… more
- Wellington (New York, NY)
- …perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance ... to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of the...firm's "public-side" investment platform + Assist with providing timely regulatory advice to investment, business and infrastructure teams, on… more
- Ankura (New York, NY)
- … examinations. Once a company is licensed, Ankura can serve as the overall state regulatory manager in the US to ensure compliance with a myriad of state ... rules and regulations. Our compliance professionals can support all regulatory reporting and licensing requirements and will...and licensing requirements and will keep clients abreast of regulatory changes. We are seeking a Senior … more
- Neuberger Berman (New York, NY)
- …applications, updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete ... Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and...processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and… more
- New York Power Authority (White Plains, NY)
- …**Summary** This position is part of the Controller's organization and reports to the Senior Manager , Reporting & Technical Accounting. The individual will ... Senior Technical Accounting Analyst Location: White Plains, US...support the Controllers team with various reporting , both external and internal, and prepare quality quantitative… more
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