- Guardian Life (Albany, NY)
- …you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will ... environment in the branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in writing. + Assist, as… more
- Highmark Health (Albany, NY)
- …(SME) on moderately complex projects (which are cross functional, with potential regulatory risk exposure, customer service & financial impacts ). Acts as face ... Resolves very complex issues (may involve multiple systems) while understanding potential regulatory risk exposure and customer service & financial impacts. Acts as… more
- MUFG (New York, NY)
- …definition, reporting and monitoring of various metrics reports for senior management and board level committees + Maintain standard issues management (IM) ... the firm's technology risk management function within the First Line of Defense, reporting directly to the Technology Business Unit Risk and Control Officer (BURCO).… more
- TD Bank (New York, NY)
- …**Department Overview:** The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and… more
- Citigroup (New York, NY)
- …quarterly and/or annual reviews along with covenant and other reporting monitoring, as applicable. The assigned industry/specialty vertical requires extensive ... process is conducted in accordance with all internal and regulatory frameworks, and is responsive to relevant inquiries. The...new to bank opportunities in partnership with the Relationship Manager * Develop and maintain an extensive knowledge in… more
- Tompkins Community Bank (Ithaca, NY)
- …the ability to work well with team so to coordinate daily workflow through the area reporting outcome to the Department Manager and or the Assistant Manager . ... other loan specialists as directed by the Loan Servicing Manager . + Abide by the current laws and organizational...safety and soundness and the Company's compliance with all regulatory requirements; ensure that the unit and all personnel… more
- Robert Half Finance & Accounting (New York, NY)
- …order to meet reporting requirements and will also work closely with senior leaders and stakeholders across the business to help drive informed decisions on ... Description Robert Half Financial Services are hiring for a Compensation Accounting Manager role for a global Broker Dealer & Capital Markets firm located in midtown… more
- Bank of America (New York, NY)
- Global Financial Crimes Manager - Enterprise Monitoring & Testing Program New York, New York;Dallas, Texas; Charlotte, North Carolina; Atlanta, Georgia **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Financial-Crimes- Manager Enterprise-Monitoring Testing-Program\_25020659) **Job Description:** At Bank of America,… more
- Neuberger Berman (New York, NY)
- …managed accounts (SMAs). + Extensive experience with trade management workflows, regulatory reporting , incident oversight, and operational KPIs/SLAs; ability to ... resolve front-to-back issues impacting execution, risk, performance attribution and reporting . The role centralizes Aladdin problem-solving, builds operating playbooks,… more
- Bank of America (New York, NY)
- …crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders + Monitors the changes in ... GFC Manager - Global Markets Charlotte, North Carolina;Atlanta, Georgia;...Line Units/Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed +… more