- Citigroup (New York, NY)
- …as a key resource in driving new business generation in partnership with senior bankers, as well as independently + Develop relationships with key partners across ... proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at all time +… more
- Intuit (New York, NY)
- …across all product lifecycles + Define and monitor key performance indicators; provide regular reporting and insights to senior leadership + Own the design and ... execution of servicing processes that meet both regulatory standards and business goals + Drive continuous improvement efforts, identifying opportunities to… more
- TD Bank (New York, NY)
- …has a key role in the USA providing support in financial, management, liquidity, and regulatory reporting . In addition, by its nature as a primary control and ... within report preparers. + Support the alignment of current regulatory reporting processes with new processes as...+ Continuously develop strong understanding of best practices from regulatory supervisors. + Escalate timely to senior … more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... entities and systems to assure TDS positions are reported on time. + ** Reporting :** With the Global Head and key stakeholders: assist with leading oversight… more
- Citigroup (New York, NY)
- …understanding the current and developing critical data element requirements for ERM Regulatory reporting , and ensuring accuracy, completeness, and timeliness of ... required** **Strong knowledge of financial products, risk management, and regulatory reporting .** **Familiarity with Enterprise Risk Management/FRM certification… more
- TD Bank (New York, NY)
- …Description:** The **Group Risk Specialist, Enterprise Risk Governance** will support the Senior Manager in evolving the Business Line Risk Appetite program. ... Design, build and maintain interactive Business line dashboards. Work closely with Senior Manager to implement opportunities and develop detailed documentation.… more
- University of Rochester (Rochester, NY)
- …implementing, and monitoring compliance programs that meet all applicable legal, regulatory , and contractual obligations, while also advising senior leadership ... status, audit results, risk assessments, and other relevant documentation to senior leadership and regulatory agencies. + **Subcontractor Compliance** :… more
- SMBC (New York, NY)
- …+ Escalates regulatory concerns and other significant matters to their manager and ongoing support as necessary for matters requiring escalation. + Interfaces ... to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the… more
- Bank of America (New York, NY)
- …Drive lexicon development and oversight program. + Develop and distribute executive-level reporting to senior managers, including preparing metrics, and ... a deep understanding of the region-specific policies, procedures and regulatory expectations is also desirable. The individuals on this...reporting surveillance results to senior management to identifying potential trends or themes that… more
- New York State Civil Service (Albany, NY)
- …and regulatory standards.o Provides regular updates and insights to senior management regarding surveillance findings and emerging risks.* Other duties as ... database performance, ensuring scalability, and enabling advanced analytics and reporting to support entity risk management functions.This position requires a… more