• Sr. Compliance Officer - Compliance Oversight…

    TD Bank (New York, NY)
    …of global financial institutions' operational, financial, sales and trading, and regulatory reporting activities and their obligations to applicable rules ... more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the...activities. + Knowledge of financial product laws, rules and regulatory landscape, and a willingness to learn new … more
    TD Bank (09/20/25)
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  • Lead Contract Compliance Analyst

    University of Rochester (Rochester, NY)
    …implementing, and monitoring compliance programs that meet all applicable legal, regulatory , and contractual obligations, while also advising senior leadership ... status, audit results, risk assessments, and other relevant documentation to senior leadership and regulatory agencies. + **Subcontractor Compliance** :… more
    University of Rochester (08/07/25)
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  • Director - Equity Research Advisory Compliance

    TD Bank (New York, NY)
    …and conduct business-based analysis and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
    TD Bank (09/16/25)
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  • Director, Compliance - US Markets Global…

    TD Bank (New York, NY)
    …and conduct business-based analysis and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive ... Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments &… more
    TD Bank (08/09/25)
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  • VP, Global Control Room - Initiatives & Portfolio…

    TD Bank (New York, NY)
    …initiatives below: + **Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology and key stakeholders ... partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global Control Room… more
    TD Bank (09/20/25)
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  • Head of Cloud Infrastructure and Resiliency Risk…

    TD Bank (New York, NY)
    …+ Assists in providing periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings + ... line of defense (CIO & CISO organizations) in identifying, reporting , and mitigating Cybersecurity risk issues and provide subject...Risk Management serves as a key member of the senior leadership team for the Enterprise Technology Risk function… more
    TD Bank (10/01/25)
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  • Director, Governance & Control, TD Securities (US)

    TD Bank (New York, NY)
    …and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the ... and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance &… more
    TD Bank (08/21/25)
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  • Director - Payments Business Architecture Lead'

    TD Bank (New York, NY)
    …+ Knowledge of emerging payment rails like Instant Payments + Familiarity with regulatory reporting such as EFTR Fintrac, sanction screening, fraud detection, ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more
    TD Bank (09/21/25)
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  • Early Talent Analyst Program - US Treasury

    TD Bank (New York, NY)
    …Leads or supports the documentation, productions, and submission of internal and regulatory reporting packages + Contributes to various operational activities ... + Demonstrated maturity and professionalism with proven ability to liaise with senior manager and executive audiences + Superior relationship management skills,… more
    TD Bank (09/24/25)
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  • Director, Global Markets Oversight

    TD Bank (New York, NY)
    …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance ... on regulatory compliance, close partnership with business and legal, and...to the enterprise best practices + Frequently interacts with senior /executive management + Acts as a key contact for… more
    TD Bank (09/21/25)
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