• Managing Director, US Broker Dealer CCO

    BMO Financial Group (New York, NY)
    …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs. + Advises and influences senior leaders on ... on compliance matters. + Advises business/group on implications of new regulatory developments or internal products, and assists to implement new/revised policies… more
    BMO Financial Group (09/25/25)
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  • Director, Compliance - Branch Inspections Team…

    TD Bank (New York, NY)
    …relevant regulatory requirements. + Strong Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, ... and advise senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail, solid judgment, and the… more
    TD Bank (09/21/25)
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  • Head of FCRM Advisory, TDS (US)

    TD Bank (New York, NY)
    …and controls are in place, effective and compliant with corporate policies, regulatory requirements and industry practices. **Depth & Scope:** + Provides people ... including Scoping, Control and Inherent Risk Assessment outcomes communication and Reporting efforts + Reviews & updates TDS FCRM/BSA policies documents to… more
    TD Bank (09/20/25)
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  • Director, Environmental, Health and Safety

    City of New York (New York, NY)
    …of the City. The Bureau of Water Supply seeks to hire an Administrative Manager , M-3 to serve as Director, Environmental, Health and Safety in the Environmental, ... position will also work with subordinate staff to provide in-depth regulatory expertise, robust interpretation, clear guidance and employee education regarding a… more
    City of New York (09/21/25)
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  • Group Risk Specialist (US) - Capital Risk

    TD Bank (New York, NY)
    …compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides others ... of risk management governance, programs, policies, practices, operating frameworks & reporting for business supported and/or area of discipline + Knowledge of… more
    TD Bank (09/30/25)
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  • Data Quality & Issues Management Lead, Assistant…

    MUFG (New York, NY)
    …quality rules with different functions like Risk (Market and Credit), Finance and Regulatory Reporting , Static and Reference teams, Regulatory Operations and ... not limited to) identifying data elements, measuring data quality, reporting data issues and working towards complying with the...other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management process… more
    MUFG (09/23/25)
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  • Director, Business Capability Owner - Payments

    TD Bank (New York, NY)
    …Knowledge of non-wire payment methods like drafts and checks. + Familiarity with regulatory reporting such as EFTR Fintrac, sanction screening, fraud detection, ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more
    TD Bank (09/21/25)
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  • Trade Surveillance Associate (Compliance) - TD…

    TD Bank (New York, NY)
    …and manage risks, and escalate non-standard, high-risk activities as necessary * Conduct reporting and / or meaningful analysis at the functional or enterprise level ... applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends, and evolving … more
    TD Bank (08/08/25)
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  • Community Reinvestment Act (CRA) Data Integrity…

    TD Bank (New York, NY)
    …of Currency (OCC). You will leverage your CRA background to produce accurate reporting of findings identified in data integrity reviews which are provided to ... Senior Management across Business and Compliance Teams. Additionally, you...will include assisting in response to periodic examinations by regulatory agencies and internal audit, ad-hoc requests related to… more
    TD Bank (09/17/25)
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  • Vice President of Innovation and AI

    Wolters Kluwer (New York, NY)
    …in particular drive deployment of meaningful value creation through the use of AI. Reporting directly to the General Manager , this role will facilitate the ... Legal and Regulatory US is focused on the strategic use...product capabilities and editorial workflows + Serve as a senior strategic advisor within LRUS, and architect AI-driven business… more
    Wolters Kluwer (09/10/25)
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