- Bank of America (New York, NY)
- …policies and standards, regulatory engagement, incidents management and analysis and overall reporting of data health across GRM on behalf of the DSME. This role ... This job is responsible for supporting data and technology requests, complex reporting and analysis, and modeling to manage risk and minimize credit and… more
- City National Bank (New York, NY)
- …Qualifications** * Bachelor's Degree or equivalent * Minimum 10+ years of lending and regulatory reporting in a data management environment * Minimum 10 years of ... management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or… more
- TD Bank (New York, NY)
- …events to senior management and regulators and delivers extensive management reporting summarizing group activity and regulatory compliance issues and events ... experience below + 20+ years related experience required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory , or risk management… more
- TD Bank (New York, NY)
- …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance ... on regulatory compliance, close partnership with business and legal, and...risk appetite and strategic direction. **Depth & Scope:** + Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is… more
- TD Bank (New York, NY)
- …regulator. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, ... team to ensure we have the appropriate metrics and reporting for testing activities throughout our testing cycle. +...senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail,… more
- TD Bank (New York, NY)
- …+ Support the MBS trading/sales desk directly + Trace Monitoring, Fed Dollar Reporting + Assisting the MBS trading desk with Agency Exchanges, Supers, and New ... with customer accounts and facilitating the allocation of money manager sub-accounts for client type trading for cash and...a cross functional process analyst, conduct research, analysis and reporting on a range of operational and service issues.… more
- Bank of America (New York, NY)
- …consensus, and resolving conflicts in a large, distributed organization + Ensure GCIB's regulatory and risk reporting inventory is compliant with regulatory ... GCIB and the rest of the Enterprise to drive regulatory adherence, strengthen frameworks for data governance, architecture and...focus will include accountability for data sourcing for governed reporting , key business reporting as well as… more
- TD Bank (New York, NY)
- …of global financial institutions' operational, financial, sales and trading, and regulatory reporting activities and their obligations to applicable rules ... can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in… more
- Synchrony (New York, NY)
- …Audit is a strategic leader and critical member of the Internal Audit Senior Leadership Team (SLT). This role will lead teams of experienced auditors providing ... the incumbent will assist the Chief Audit Executive (CAE) and the Audit Senior Leadership Team (SLT) on developing and executing on department strategies, engagement… more
- TD Bank (New York, NY)
- …compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides others ... of risk management governance, programs, policies, practices, operating frameworks & reporting for business supported and/or area of discipline + Knowledge of… more