- City National Bank (Charlotte, NC)
- *FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the Screening Systems Manager , this colleague is responsible for performing ... YOU DO? * Supports the Bank's screening models by completing testing and reporting tasks in compliance with the Bank's Enterprise Model Risk Management Policy. *… more
- TD Bank (Charlotte, NC)
- …including development of required outputs, liaison with relevant stakeholders, briefings to senior management and production of associated reporting . **Depth & ... developing and maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and other applicable… more
- US Bank (Charlotte, NC)
- …report to the Fair and Responsible Banking Policy, Practice, and Model Review Manager and supports the US Bancorp's Company's Fair and Responsible Banking Program ... is expected to drive effective and efficient risk management, generate high-quality written reporting and work output, and serve in an advisory role to model… more
- Guardian Life (Raleigh, NC)
- …you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will ... environment in the branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in writing. + Assist, as… more
- Highmark Health (Raleigh, NC)
- …(SME) on moderately complex projects (which are cross functional, with potential regulatory risk exposure, customer service & financial impacts ). Acts as face ... Resolves very complex issues (may involve multiple systems) while understanding potential regulatory risk exposure and customer service & financial impacts. Acts as… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Enterprise Monitoring & Testing Program New York, New York;Dallas, Texas; Charlotte, North Carolina; Atlanta, Georgia **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Financial-Crimes- Manager Enterprise-Monitoring Testing-Program\_25020659) **Job Description:** At Bank of America,… more
- Bank of America (Charlotte, NC)
- …crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders + Monitors the changes in ... GFC Manager - Global Markets Charlotte, North Carolina;Atlanta, Georgia;...Line Units/Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed +… more
- Bank of America (Charlotte, NC)
- …crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders + Monitors the changes in ... GFC Manager - Correspondent Banking Charlotte, North Carolina;Atlanta, Georgia;...Line Units/Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed +… more
- Bank of America (Charlotte, NC)
- …crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders + Monitors the changes in ... GFC Manager ; Trade-Based Money Laundering Charlotte, North Carolina;Atlanta, Georgia;...Line Units/Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed +… more
- TD Bank (Charlotte, NC)
- …with management regarding audit scope, status, and findings + Works at direction of Senior Audit Manager + May perform testing procedures for more critical areas ... one area of discipline + Works independently but receives assistance/coaching from the Senior Audit Manager + May participate and/or lead assigned special… more