- KeyBank (NY)
- …JOB** The Third Party Management, Shared Services and Regulation W Compliance Manager is responsible for assisting the applicable Compliance Executive in overseeing ... and discouraging actions that may expose KeyCorp and its subsidiaries to regulatory , compliance, or reputational risks in excess of Key's risk tolerance. This… more
- TD Bank (New York, NY)
- …applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends, and evolving ... regulatory requirements and assess potential impacts * Maintain a...and external stakeholders * Proactively identify matters requiring additional review , escalation, and liaise with appropriate staff to resolve,… more
- Bank of America (New York, NY)
- …quants, and regulators. The team leads many high-profile audits comprising both regulatory -required and functional work, with continual senior management and ... in the Fundamental Review of the Trading Book and the wider regulatory environment (eg, Sound Practices for Model Risk Management, SR 11-7). **Shift:** 1st shift… more
- Actalent (New York, NY)
- …with experience managing multiple projects. + Proficiency in technical report review and regulatory documentation. + Excellent communication and stakeholder ... Job Title: Environmental Project Manager Location: New York City (All 5 Boroughs)...City (All 5 Boroughs) Employment Type: Full-Time Experience Level: Senior (8-10+ years) Pay: $100,000-$140,000/yr Job Overview We are… more
- New York State Civil Service (New York, NY)
- …Duties will include, but not be limited to:* Supervising in house review function and field examination functions, including overseeing the day-to-day duties and ... responsibilities of Financial Services Manager I and II, Financial Services Examiners 1-3, and...of clerical support staff;* Consulting with federal and state regulatory agencies EIC and team leaders on joint and… more
- TD Bank (New York, NY)
- …compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides others ... risks and ensures escalation of key risks to appropriate areas and/or executive review with business executive findings and action plans to mitigate and manage these… more
- MUFG (New York, NY)
- …continuous oversight of portfolio names, monitoring for potential risk and regulatory rating changes, and proactively identifying credit deterioration with the goal ... cash flow projections to assess the debt repayment capacity of borrowers. + Review loan documentation and facilitate the closing of transactions. + Coordinate the… more
- New York State Civil Service (New York, NY)
- …responding to outbreaks, and maintaining alignment with institutional and regulatory health standards.* Emergency Response: Address urgent and after-hours medical ... development and optimization, interpret clinical and experimental data, and promote regulatory compliance.* Regulatory Compliance: Ensure that all research… more
- Citigroup (Getzville, NY)
- …Risk organization with a focus on governance, control effectiveness, regulatory engagement, risk communications, and financial performance including resource ... and analysis, resilience, and overall business office management. The Business Office senior analyst is a strategic professional who drives the Independent Risk… more
- Bank of America (New York, NY)
- …and the FLUs + Identification of Risks, including severity and likelihood as well as review & challenge the Line of Business + Define the Liquidity Risk Limits and ... of Liquidity Risk & LOB team and approval via senior executives and broker-dealer Board of Directors, as appropriate....+ Understand the results expected from limit setting and review methodology used to ensure results were as expected.… more