- SMBC (Albany, NY)
- …smarter banking translates to a richer life. **SUMMARY:** The Financial and Quantitative Risk team at SMBC MANUBANK's is responsible for providing 2nd line oversight ... over financial risks including credit risk , market risk , liquidity risk ...+ Maintain an expert-level knowledge of the financial and regulatory landscapes - local, national, and global influences over… more
- City National Bank (New York, NY)
- … regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience ... and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, training,… more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial- Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25004657) **Job Description:** At Bank of America, we are… more
- TD Bank (New York, NY)
- …/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Key Responsibilities:** + Data Governance & Quality ... Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality...and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:** + Works… more
- Centene Corporation (Queens, NY)
- …performance reporting. + Responsible for understanding the differences between Risk and Value-Based contractual arrangements. + Responsible for understanding HEDIS ... and outcomes. + Ensures adherence to contractual obligations and to regulatory requirements. + Identifies areas of opportunity to improve Provider Satisfaction… more
- TD Bank (New York, NY)
- …drive business growth and value. **Depth & Scope:** + Works independently as the senior analyst/subject matter expert and may coach and educate others + Considered a ... be counted **Preferred Skills:** + Experience in non-financial, operational, or compliance risk + Experience with Power Platform (Power Automate, Power Apps, etc.… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Finance **Job Description:** The Senior Treasury Liquidity Analyst maintains, enhances, and develops reporting processes, ... assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This role contributes to the development of liquidity… more
- TD Bank (New York, NY)
- …in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and ... to review and assess whether the Business is adhering to internal ( risk management, oversight function and audit) and regulatory requirements, requests,… more
- Highmark Health (Albany, NY)
- …+ Certified Information Systems Security Professional (CISSP) + Certified Information Security Manager (CISM) + Certified in Risk and Information Systems ... activities that support relationship development; champion information security and risk management innovation; demonstrate and champion the following characteristics… more
- TD Bank (New York, NY)
- …process and handle confidential information with discretion. Generally, reports to an Audit Group Manager or Senior Audit Group Manager role. MUST HAVE: 1.) ... specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Auditor is responsible to perform and document audit test steps for… more
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