- TD Bank (New York, NY)
- …and information, escalation of issues and events. **Job Description** Reporting to the Senior Manager , Global Regulatory Change & Library Governance, the ... various lines of business, banking offices, and operating departments. The Compliance Manager Interacts with senior management in assigned areas, developing,… more
- KeyBank (Amherst, NY)
- …+ Consistently provide superior service directly for bank clients while maintaining risk management, compliance with bank policies and regulatory requirements, ... + Consistently provide superior service directly for bank clients while maintaining risk management, compliance with bank policies and regulatory requirements,… more
- M&T Bank (Buffalo, NY)
- …benefits, recruitment, and equal opportunity. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls. Identify risk ... Bank's ability to maintain a high performing workforce through performance management and mitigate risk to the Bank from regulatory action or civil litigation by… more
- Wellington (New York, NY)
- …applicable policies and procedures + Support Wellington's private investments compliance program regulatory risk areas including those that pertain to conflicts ... Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60...with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private… more
- Zurich NA (New York, NY)
- …territory. This role will be filled at either as a Mid Senior or Senior Level. The hiring manager will determine the appropriate level based upon the ... Middle Market Financial Institutions Underwriter (Mid- Senior or Senior ) 119742 Zurich Middle...You will leverage your Financial Institutions underwriting acumen across risk assessment, exposure evaluation and pricing to generate and… more
- Zurich NA (Albany, NY)
- …Markets at Zurich! This role will be filled at either theMid- Senior or Senior Level. The hiring manager will determine the appropriate level based upon the ... Life Sciences Underwriter (Mid- Senior - Senior ) 118829 Zurich is...focus on improving the customer experience by understanding their risk and offering the best end to end solution… more
- Zurich NA (New York, NY)
- …assigned territory. This role will be filled at either the Mid- Senior or Senior level. The hiring manager will determine the appropriate level based upon the ... Private Equity Underwriter, Middle Markets (Mid- Senior - Senior ) 126012 Zurich Middle Markets...You will leverage your Private Equity underwriting acumen across risk assessment, exposure evaluation and pricing to generate and… more
- Citigroup (New York, NY)
- …Data Governance strategy and/or Data Risk and Control framework for senior leadership and regulatory updates. + **Reporting and Compliance Assurance:** ... of the Role:** The Data Governance Foundation Sr. Group Manager is a senior level role managing...improve the quality and value of data to meet regulatory commitments and enhance risk management. Experience… more
- Heritage Financial Credit Union (Middletown, NY)
- …a trusted advisor function embedded in strategic decision-making. We are seeking a Senior Manager of Internal Audit who brings curiosity, critical thinking, and ... Sr. Manager of Internal Audit - Middletown, NY WFH...or CISA, and bring deep knowledge of internal controls, risk management, and regulatory requirements? Have you… more
- Bank of America (New York, NY)
- …and cost and facilitating sync points between business and technology leaders and Risk and Compliance partners. **Job Profile Summary:** Senior Delivery lead is ... Senior Delivery Lead - Technology - NFRR New...financial services industry particularly in the areas related to regulatory reporting, compliance, and risk management +… more
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