- New York Power Authority (Astoria, NY)
- Senior Planner Location: White Plains, USAstoria, USAstoria, US **Summary** The Planner will be responsible for planning the various work streams associated with the ... York - SENY) transmission facilities. The Work Planner will ensure that regulatory (ie, NERC, NPCC) Compliance and Preventative Maintenance requirements are captured… more
- TD Bank (New York, NY)
- …initiatives as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management ... the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment...to State, FINRA, and SEC inquiries** + **Help mitigate risk and ensure the firm meets regulatory … more
- Zurich NA (New York, NY)
- …will be filled at either theHull & Marine Liability UnderwriterMid- Senior or Senior Level. The hiring manager will determine the appropriate level based upon ... Senior Hull & Marine Liability Underwriter 123939 Zurich is...We may, at the sole discretion of the Hiring Manager , be open to basing the role out of other… more
- TD Bank (New York, NY)
- …to mitigate risk . US COC oversees a corporate oversight compliance risk management program. The Compliance Manager will have experience in implementing ... a variety of elements of a compliance program, including control mapping, risk assessments, regulatory change and monitoring and testing, as examples.**… more
- MTA (New York, NY)
- Senior Director Safety Job ID: 13228 Business Unit: MTA Construction & Development Location: New York, NY, United States Regular/Temporary: Regular Department: ... apply 30 days after their effective date of hire. JOB TITLE: Senior Safety Director (Security) AGENCY: Construction & Development DEPT/DIV: Delivery/Safety REPORTS… more
- M&T Bank (Buffalo, NY)
- …to various management and board committees. + Work closely with the business, Risk and Compliance on regulatory investigations or routine examinations and report ... advice on complex legal matters affecting the organization, and work with senior leaders from various business lines and support units. Execute strategic direction,… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Reporting: With the Head of Surveillance ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more
- Santander US (Brooklyn, NY)
- …over the phone, or through digital channels. + Ensure compliance with all regulatory requirements and internal policies related to risk and fraud defense. ... Consumer and Business Banking, Senior Relationship Banker, Avenue U, Brooklyn, NY Country:...of the Relationship Banker role. District Executive, District Operations Manager and Region President endorsement of performance - Required.… more
- TD Bank (New York, NY)
- …updated state laws, ensuring effective business adoption and compliance. + Monitor regulatory complaints, business reports, and key risk indicators to identify ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- TD Bank (New York, NY)
- …requirements and manage regulatory compliance risk and conduct risk .** **Job Summary:** The Compliance Business Oversight Manager provides advice, ... standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function… more
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