- Bank of America (New York, NY)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... at this level are often required to interact with senior management within Operations and across the firm as...Decisions made will have significant impact to the firms Regulatory , Financial, Reputational and Operational risk to… more
- TD Bank (New York, NY)
- … regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and… more
- Equitable (New York, NY)
- …**Investment Policy & Compliance** : Create and maintain investment guidelines, establish risk limits, and ensure compliance with regulatory frameworks. Monitor ... policy adherence, aiming for zero violations of investment or regulatory requirements. + **Economic Capital & Risk ...hedging strategies, and sensitivity analysis to manage interest rate risk . + **Portfolio Structuring & Manager Oversight**… more
- M&T Bank (Buffalo, NY)
- …activities, which meet the requirements of the Audit Committee and regulatory expectations. + Adhering to applicable compliance/operational risk controls ... the business line the position supports. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the… more
- TD Bank (New York, NY)
- …/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:** + Works independently as the ... more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the...and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance… more
- University of Rochester (Rochester, NY)
- …audit results, risk assessments, and other relevant documentation to senior leadership and regulatory agencies. + **Subcontractor Compliance** : Ensure ... implementing, and monitoring compliance programs that meet all applicable legal, regulatory , and contractual obligations, while also advising senior leadership… more
- City National Bank (New York, NY)
- … regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience ... risks that includes an internal control structure, new products, training, regulatory change management, risk assessments, issues management, and monitoring… more
- Bank of America (New York, NY)
- …as financial crimes, including financial crimes investigations management, fraud management, regulatory compliance, risk management, or issue management + BSA ... law enforcement + Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance... Risk Governance & Reporting + Financial Crimes Risk Programs + Enhanced Due Diligence + Regulatory… more
- BMO Financial Group (New York, NY)
- …a full spectrum of integrated capabilities to deliver leading market insight, risk management, and execution services to issuing and/or investor clients, including ... while prudently minimizing the bank's exposure and adhering to regulatory statutes. + Operates as key member of the...Manages a client book and is accountable for the risk , profit & loss and limits for the book.… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . **Depth & Scope:** + Works independently and is accountable ... initiatives below: + **Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology and key stakeholders… more