• Investment Banking Program Analyst (New York)…

    Wells Fargo (New York, NY)
    …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
    Wells Fargo (10/13/25)
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  • Director - Equity Research Advisory Compliance

    TD Bank (New York, NY)
    …on regulatory requirements and assisting business units to manage their regulatory risk . The successful candidate should have compliance advisory experience ... the Firm. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best… more
    TD Bank (09/16/25)
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  • CAT/Cais Reporting Analyst -Remote Flexibility…

    Raymond James Financial, Inc. (New York, NY)
    …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... are seeking a detail-oriented professional with hands-on experience in regulatory reporting, specifically with **CAT** and **CAIS** , to...corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,… more
    Raymond James Financial, Inc. (09/30/25)
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  • Director & Counsel, US Tax Planning

    TD Bank (New York, NY)
    …one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical, ... and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the...financial products is a plus The Director, Specialized Finance Manager , TDS provides top technical expertise for overall functional… more
    TD Bank (10/16/25)
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  • National Medical Director, Home-Based Care…

    CenterWell (Albany, NY)
    …responsible for the medical direction, clinical oversight, and advancement of CenterWell Senior Primary Care's (and Conviva Senior Primary Care's) Home-Based ... Care portfolio, serving the highest-need and most complex senior patients. This role will lead clinical strategy, quality improvement, and care delivery innovation… more
    CenterWell (10/02/25)
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  • VP - Global Markets Documentation, Capital Markets…

    TD Bank (New York, NY)
    …markets agreements and deal origination while effectively applying sound legal and regulatory risk management principles. + Excellent written and verbal ... agreements globally across specific trading products, while aligning with internal risk , legal, regulatory and governance frameworks ensuring accelerated time… more
    TD Bank (10/10/25)
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  • Managing Director - Warehouse Lending

    Huntington National Bank (New York, NY)
    …+ Manage a portfolio of commercial customers in partnership with the assigned UW/Portfolio Manager + Manage risk on an ongoing basis by monitoring customer ... resources. You will manage an assigned team of Relationship Manager /Bankers as direct reports; personally originate, service and maintain...position reports to the Head of CMFG, or another senior leader determined by the Head of the group.… more
    Huntington National Bank (08/14/25)
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  • Credit Underwriter II/Credit Officer I - Global…

    Bank of America (New York, NY)
    …Key responsibilities include focusing on but not limited to credit, market, and reputational risk ; as well as adherence or monitoring of credit risk policies, ... (TOH) and Line of Business (LOB) specific reports or regulatory related reporting. **Responsibilities:** + Sets or supports the...or supports the oversight of the ongoing management of risk parameters and guardrails for credit risk … more
    Bank of America (09/20/25)
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  • Issues Management - Validation, VP

    MUFG (New York, NY)
    …adequate to address the issues. **RESPONSIBILITIES** + Work with Business Unit Risk Managers' (BURMs') teams to identify potential issues and participate in issue ... are understood across all Lines of Defense (LoDs) and risk treatment is properly identified. + Review issue intake...of Defense (SLoD), Third Line of Defense (TLoD), or regulatory authority, and identify required resources for remediation. +… more
    MUFG (08/14/25)
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  • Managing Director, US Broker Dealer CCO

    BMO Financial Group (New York, NY)
    …Bank's ability to monitor regulatory compliance programs. + Advises and influences senior leaders on managing regulatory risk associated related to ... protocols for functional area of responsibility. + Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
    BMO Financial Group (10/15/25)
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