- Coinbase (Charlotte, NC)
- …Compliance Technology Team develops globally scalable systems to meet regulatory requirements, including transaction monitoring, sanctions and various screening ... systems, customer risk scoring, and other compliance solutions ensuring compliance with...practices. * Collaborate with engineers, designers, product managers, and senior leadership to turn product and technical vision into… more
- Truist (Charlotte, NC)
- …2. Prior experience working for a large, SEC-registered financial institution or senior manager -level public accountant with extensive bank experience **General ... Leadership, the BU CFO organization, other members of the Senior Leadership Team, external auditors, and regulatory ...Communicate GAAP risks in a timely manner. Adhere to risk policies, procedures, and regulatory requirements. Promulgate… more
- PNC (Raleigh, NC)
- …procedures in to ensure continued alignment with the Enterprise BSA/AML & Sanctions Risk Policy, the Enterprise CDD Policy, current regulatory environment, and ... corrective action plans. Reviews and analyzes assessments of AML and Sanctions risk and internal controls, as appropriate. Analyzes regulatory developments,… more
- Bank of America (Charlotte, NC)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... at this level are often required to interact with senior management within Operations and across the firm as...Decisions made will have significant impact to the firms Regulatory , Financial, Reputational and Operational risk to… more
- Bank of America (Charlotte, NC)
- …messaging to connect team contributions to business purpose, results, and success. + Risk Manager : Inspects and challenges risk controls, governance and ... ensure the timely identification, escalation, debate and remediation of risk across the organization. + People Manager ...decision-making. + Expertise in risk modeling, compliance, risk management and/or regulatory issues. + Track… more
- Bank of America (Charlotte, NC)
- …an opportunity for a ** Senior ** **Quantitative Finance Analyst / Quantitative Finance Manager ** within our Global Risk Analytics (GRA) function. GRA is a ... of potential risk + Works closely with model stakeholders and senior management with regard to communication of submission and validation outcomes + Performs… more
- Bank of America (Charlotte, NC)
- …of potential risk + Works closely with model stakeholders and senior management with regard to communication of submission and validation outcomes + Performs ... and tracking to completion. * Enhancing ongoing monitoring and related risk management capabilities. * Support model-related regulatory engagements and… more
- City National Bank (Charlotte, NC)
- … risk management, model risk management, business continuity, fraud risk management, and associated regulations, guidance, and regulatory expectations * ... role is responsible for (i) with the guidance of Manager Control Testing/Reporting, responsible for building sustainable processes with...of CNB's first line Key Controls to mitigate key risk exposures related to regulatory requirements and… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Citizens (Charlotte, NC)
- …risk administration with particular emphasis on financial analysis/modeling, risk evaluation, ongoing portfolio maintenance activities, regulatory compliance, ... of clients/credits included in the portfolio when interacting with peers, Relationship Manager , team leader, and senior managers across departments/work teams. +… more