- Bank of America (Plano, TX)
- …as financial crimes, including financial crimes investigations management, fraud management, regulatory compliance, risk management, or issue management + BSA ... law enforcement + Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance... Risk Governance & Reporting + Financial Crimes Risk Programs + Enhanced Due Diligence + Regulatory… more
- Wells Fargo (Houston, TX)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Raymond James Financial, Inc. (Austin, TX)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... are seeking a detail-oriented professional with hands-on experience in regulatory reporting, specifically with **CAT** and **CAIS** , to...corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,… more
- CenterWell (Austin, TX)
- …responsible for the medical direction, clinical oversight, and advancement of CenterWell Senior Primary Care's (and Conviva Senior Primary Care's) Home-Based ... Care portfolio, serving the highest-need and most complex senior patients. This role will lead clinical strategy, quality improvement, and care delivery innovation… more
- TIAA (Frisco, TX)
- …related discipline + Certified Third-Party Risk Professional (CTPRP) or Certified Regulatory Vendor Program Manager (CRVPM) + Knowledge of Microsoft Office ... Vendor Program Sr. Analyst The Vendor Program Senior Analyst job is responsible for building relationships with vendors and third-party service providers, ensuring… more
- Futurex (Bulverde, TX)
- …records of all compliance activities and findings. + Prepare compliance reports for senior management and regulatory bodies. + Document and report any compliance ... in compliance (eg, Certified Compliance & Ethics Professional (CCEP), Certified Regulatory Compliance Manager (CRCM)) is a plus. Working Conditions:… more
- Cardinal Health (Austin, TX)
- …integrity. Applying knowledge of quality assurance concepts and technical capabilities, the Senior Specialist supports the Manager , Quality Assurance in quality ... List. + Risk Assessments: Gathers and/or verifies data obtained from various regulatory and internal sources to determine Supplier risk profiles. + Audit… more
- Syensqo (Greenville, TX)
- …North America Expert** will report to the NAM Export Controls & Sanctions Manager and will be responsible for ensuring compliance with and monitoring NAM export ... inquiry responses, conducting training (such as on visitor access controls), providing regulatory analysis on operations and mitigating risks related to other export… more
- Wells Fargo (Dallas, TX)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... Wells Fargo's analytic and data community through cross-functional collaboration, senior leader exposure, and both personal and professional development through… more
- MUFG (Houston, TX)
- …required credit application according to policy, including evaluation of corporate, regulatory and industry risk , historical operating performance, projected ... vertical lending business. The position involves the critical functions of assessing risk factors associated with a credit and determining the appropriate rating… more