- Raymond James Financial, Inc. (New York, NY)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support...corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,… more
- M&T Bank (Buffalo, NY)
- …professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial Responsibilities:** **Education and Experience ... their assigned domain. Responsible for overseeing and executing annual risk assessments, continuous auditing, and remediation plan validations. Communicate audit… more
- Bank of America (New York, NY)
- …Performance Measurement + Result Orientation + Customer and Client Focus + Planning + Reporting + Risk Management + Talent Development + Adaptability + Data ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New...compensation decisioning, talent planning, and performance management at a senior level + Manages a large team or multiple… more
- TD Bank (Melville, NY)
- …of key risk metrics and escalate issues as necessary to senior management + Leads the development, maintenance, and enhancement of policies, procedures, and ... role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational oversight… more
- TD Bank (New York, NY)
- …documenting, and testing the design and operating effectiveness of internal controls under manager guidance. The Senior Auditor is responsible for execution of ... details for this role. **Line of Business:** Audit **Job Description:** The ** Senior Audito** **r - US** **Compliance Audit** is responsible for executing and… more
- Capital One (New York, NY)
- …(CPA), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), or Certified Risk Manager (CRM) + 1+ years of experience performing data ... Principal Auditor (Experienced Senior Auditor), Global Payment Network (Hybrid) Capital One's...and professional opportunity. Inspired by our colleagues, we are risk identifiers, challengers, influencers, and transformational leaders who drive… more
- Citigroup (Getzville, NY)
- …to ensure that the appropriate controls are in place and operating effectively. As a senior member of the Markets Operations Risk and Control team, the position ... Work with Management on governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-Assessment) as required… more
- City National Bank (New York, NY)
- …other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM) or Certified Mortgage Compliance Professional (CMCP) ... *COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance...regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, training,… more
- MUFG (New York, NY)
- …will provide more details. **JOB DESCRIPTION:** Act as a project manager responsible for specific deliverables within global/regional/Line of Business focused ... ensuring compliance to the prescribed project delivery framework and ensuring that reporting obligations as defined within the project delivery framework are met +… more
- Heritage Financial Credit Union (Middletown, NY)
- …a trusted advisor function embedded in strategic decision-making. We are seeking a Senior Manager of Internal Audit who brings curiosity, critical thinking, and ... Sr. Manager of Internal Audit - Middletown, NY Middletown,...or CISA, and bring deep knowledge of internal controls, risk management, and regulatory requirements? Have you partnered with… more