• CAT/Cais Reporting Analyst -Remote…

    Raymond James Financial, Inc. (Trenton, NJ)
    …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support...corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,… more
    Raymond James Financial, Inc. (09/30/25)
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  • Senior Compliance Business Oversight…

    TD Bank (Mount Laurel, NJ)
    …findings, coordinates with the field on client response, prepares periodic reporting to multiple stakeholders, and manages ongoing marketing items to ensure ... and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints and… more
    TD Bank (09/21/25)
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  • Sr. Analyst, Financial Reporting

    NBC Universal (Englewood Cliffs, NJ)
    …traded company or a Big 4 accounting firm is preferred. + Understanding of SEC reporting , US GAAP, and SOX compliance requirements. + Base proficiency in ... spin-off is expected to be completed during 2025. The Senior Analyst, Financial Reporting will assist with... deliverables to ensure timely and accurate consolidated results. Reporting to the Manager of Financial … more
    NBC Universal (09/13/25)
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  • Compliance Business Oversight Manager

    TD Bank (Mount Laurel, NJ)
    …initiatives as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within ... a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment Company Act of… more
    TD Bank (09/21/25)
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  • Manager , Investor Relations

    Wyndham Hotels & Resorts (Parsippany, NJ)
    …on quarterly earnings conference call. + Support earnings material support process with SEC reporting and Legal, ensuring they have sufficient evidence of all ... Wyndham Hotels & Resorts is now seeking a Manager , Investor Relations to join our team at...WH filings/communications. Prepare and distribute summaries and reports to senior management to support Investor Relations efforts and strategic… more
    Wyndham Hotels & Resorts (09/05/25)
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  • Senior Compliance Analyst - Park Avenue…

    Guardian Life (Trenton, NJ)
    …you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will ... branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in...Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a… more
    Guardian Life (09/10/25)
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  • Manager , Risk & Controls

    NBC Universal (Englewood Cliffs, NJ)
    …traded company or a Big 4 accounting firm is preferred. + Understanding of SEC reporting , US GAAP, and SOX compliance requirements. + Exceptional analytical, ... expected to be completed during 2025. Job Description The Manager , Risk & Controls will play a key role...execution of the company's internal control framework for financial reporting and to help maintain the company's SOX compliance… more
    NBC Universal (09/04/25)
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  • Sr. Manager , Corporate Accounting

    NBC Universal (Englewood Cliffs, NJ)
    …publicly traded company or a Big 4 accounting firm is preferred. + Understanding of SEC reporting , US GAAP, and SOX compliance requirements. + Proficiency in ERP ... and mentor a team of 6 (3 Managers, 3 Senior Analysts) to ensure timely, accurate, and compliant financial... Analysts) to ensure timely, accurate, and compliant financial reporting + Review consolidated balance sheet and P&L results… more
    NBC Universal (09/04/25)
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  • Manager , Corporate Accounting

    NBC Universal (Englewood Cliffs, NJ)
    …publicly traded company or a Big 4 accounting firm is preferred. + Understanding of SEC reporting , US GAAP, and SOX compliance requirements. + Proficiency in ERP ... Contribute to close calendar tracking, status updates, and recurring reporting packages + Manage and develop one Senior... reporting packages + Manage and develop one Senior Analyst, providing regular feedback, review of deliverables, and… more
    NBC Universal (09/04/25)
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  • Supervision Management Specialist

    TD Bank (Marlton, NJ)
    …Risk, Operations, and Technology. **Depth & Scope:** + Partners with the Senior Wealth Supervision Manager on business-led strategic initiatives providing ... Wealth **Job Description:** The Supervision Controls Specialist is a FINRA and SEC regulatory supervisory principal role assisting in the regulatory oversight for TD… more
    TD Bank (09/27/25)
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