- Truist (Charlotte, NC)
- …strong technical accounting knowledge + Prior experience working for a large, SEC -registered financial institution or senior manager -level public accountant ... change from time to time. + Support the Company's SEC reporting process including the preparation and...regulations. + Partner with the Investor Relations team and senior stakeholders in the preparation of materials for the… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support...corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,… more
- Truist (Charlotte, NC)
- …degree in Business or Accountancy 2. Prior experience working for a large, SEC -registered financial institution or senior manager -level public accountant ... job description:** Responsible for leading a robust and sustainable Regulatory Reporting Governance program across the Finance organization. Design, implement and… more
- TD Bank (Charlotte, NC)
- …findings, coordinates with the field on client response, prepares periodic reporting to multiple stakeholders, and manages ongoing marketing items to ensure ... and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints and… more
- City National Bank (Charlotte, NC)
- …bank. This role is responsible for (i) with the guidance of Manager Control Testing/ Reporting , responsible for building sustainable processes with appropriate ... WHAT WILL YOU DO? * With the guidance of Manager Control Testing/ Reporting , responsible for building sustainable...value-add opportunities for improvement of Key Controls to CNB Senior Management and other stakeholders * Contribute to the… more
- Duke Energy (Charlotte, NC)
- …+ Prepare workpapers and other financial schedules that support internal and external reporting (including SEC and FERC financials) + Interact with Finance and ... and benefits. Depending upon the desired qualifications of the successful applicant, the hiring manager may elect to fill this position at a higher level within the… more
- TD Bank (Charlotte, NC)
- …initiatives as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within ... a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment Company Act of… more
- Guardian Life (Raleigh, NC)
- …you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will ... branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in...Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a… more
- Truist (Charlotte, NC)
- …degree in Business or Accountancy 2. Prior experience working for a large, SEC -registered financial institution or senior manager -level public accountant ... strategic plans and decisions. Develop conceptual frameworks to assist senior leaders in understanding the accounting and reporting...4. Review and provide feedback on the earnings release, SEC Forms 10-K and 10-Q, FDIC Call Report, Federal… more
- Corning Incorporated (Charlotte, NC)
- …international income tax compliance. This individual will collaborate closely with the Senior Manager , Tax Operations (International Tax) to drive tax strategies ... Tax Manager , International Tax **Date:** Sep 6, 2025 **Location:**...in 5471, 8858, ASC 740-Accounting for Income Taxes and SEC reporting , preferably a combination of public… more
Recent Jobs
-
Director, Regulatory Affairs - Gene Therapy
- Insmed Incorporated (San Diego, CA)