- Citigroup (New York, NY)
- …email surveillance, correspondence, marketing material, complaints, outside activities, licensing/registration, trade blotters, trade errors, management of OSJ ... policy guidelines + Interface, consult with and escalate to Senior Management and partners including, but not limited to,... Management and partners including, but not limited to, Compliance , Legal, AML, Regional Business Risk, Regional COO and… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... Credit Policy, CRVD standards and other SMBC credit and compliance regulatory expectations. + Ensure that all Underwriting Policy...ensure data integrity in the credit systems. + Assist Manager in managing data base for model monitoring purpose… more
- City of New York (New York, NY)
- …and monitor compliance . Reviews training requests and assign to training manager for completion. - Research and compile training data from the ABSORB earning ... Assistant monitors project deadlines and collaborates with the OTWD senior managers on new initiatives and system updates. S/he...Commissioner. 9am - 5 pm with flex 4 World Trade Center, 150 Greenwich Street, New York NY 10007… more
- Neuberger Berman (New York, NY)
- …reporting, etc. + Managing all communication with lenders + Oversight and compliance of fund credit facilities by accurately comprehending and interpreting the ... on large asset portfolios including data reconciliation and calculation of portfolio compliance tests such as portfolio quality and concentration ratios + Oversight… more
- BMO Financial Group (New York, NY)
- …roadmap for strategic execution. + Develops and leverages relationships across businesses, senior leaders and clients to foster and support coordination. + Ensures ... complexity of transactions and related risk (credit, market, operational, legal / compliance , etc.). + Helps colleagues with the presentation of information and… more
- New York State Civil Service (New York, NY)
- …including overseeing the day-to-day duties and responsibilities of Financial Services Manager I and II, Financial Services Examiners 1-3, and various levels ... staff in solving problems and coping with unusual situations, including compliance with multi-state initiatives, resource management and organization of examination… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... Description** The Vice President, Business Risk will support the Business Risk Manager in enhancing the risk management framework for SMBC's Cash Management… more
- Citigroup (New York, NY)
- Citi Services is a leading provider of cash management, treasury, trade , clearing, depository receipts and commercial card services. Services has a global network ... financial positions, working capital and supply chains. The Records Management Product Manager will report to the Head of Data Privacy and Records Management… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... Americas Division Control Office is seeking a highly organized and experienced program manager to join our team. The Program Management and Documentation VP will be… more
- New York State Civil Service (New York, NY)
- …not be limited to:* Supervising in house functions related to monitoring compliance with applicable laws and regulations as well as licensing requirements, financial ... functions. * Overseeing the day-to-day duties and responsibilities of Financial Services Manager I, Financial Services Examiners 1-3, and various levels of clerical… more