- TD Bank (New York, NY)
- …support functions including Technology and Operations * Build relationships with Compliance Advisory team by working closely with them on regulatory requests and ... your business area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and support to business units in… more
- Citigroup (New York, NY)
- …banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our commitment to diversity includes ... support and regulatory filings as well as strategic and advisory support for the Firm on opportunities to meet...Overview** The CRA Data Analyst reports to the Group Manager of the CRA Data Analytics team. The CRA… more
- TD Bank (New York, NY)
- …TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic guidance and ... issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade… more
- Bank of America (New York, NY)
- …develop and maintain relationships with financial advisors and clients + Acts as the senior product representative on a client team and is solely responsible for all ... relationship skills used to control and coordinate all aspects of a transaction , from marketing and documentation to closing. Develops aggressive marketing plans and… more
- Mizuho Corporate Bank (New York, NY)
- …and transactions at Mizuho, ensuring timely reporting to the AML Compliance Manager . This role also involves reviewing AML cases, conducting research, documenting ... anti-money laundering and anti-terrorist financing laws and present cases to senior management accordingly. + Provide case guidance to analysts, ensuring adherence… more
- TD Bank (New York, NY)
- …markets. Also provides critical insights and industry information to support advisory services. **Depth & Scope:** + Highly seasoned professional role requiring ... compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Acts as a technical expert / lead integrating… more
- Fifth Third Bank, NA (New York, NY)
- …timeshare with a specific focus on subprime auto loans. Develop relationships with senior executives at our clients and prospects and inside the bank. Responsible ... including public and private (144a or 4a2) securitizations, portfolio purchases, and advisory services. Perform all underwriting and work with Credit on all… more