- USAA (Charlotte, NC)
- …objective assurance services regarding the effectiveness and efficiency of the governance, risk management , and control processes. Oversees the development and ... and oversees audit findings and recommendations regarding key governance, risk management and control processes including, legal...for area of responsibility + Provides independent assurance to senior management on the effectiveness of the… more
- NetApp (Morrisville, NC)
- …use cases, including semantic layer integration and data productization + **Compliance & Risk Management ** : Ensure compliance with regulatory and internal data ... will bring deep expertise in data governance frameworks, metadata and data quality management , and MDM platforms (eg, Oracle, SAP MDG, Informatica, Collibra), with a… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... and standards for effective compliance management systems + Knowledge of risk management environment, standards, and regulations + Ability to research,… more
- Wells Fargo (Charlotte, NC)
- …architectural frameworks used for testing and monitoring + Experience using valuation/ risk management systems (eg, QRM, Bloomberg, Yield Book, PolyPaths) ... with a strong attention to detail across multiple audiences (Technology, Quants, Senior Management ) + Ability to work through business challenges consistently,… more
- Insight Global (Charlotte, NC)
- …as external regulators. Writing technical reports for distribution and presentation to model developers, senior management , audit, and banking regulators ... Senior Quantitative Finance Analyst to conduct independent model validation, independent testing and review of complex models...model approval and breach remediation reviews to manage model risk . Communicating and working directly with… more
- Regions Bank (Charlotte, NC)
- …compliance status and report it to relevant stakeholders, including compliance officers and senior management + Support Application Life cycle management ... how best to leverage technology to meet strategic needs + Standardizes the model for workstream intake, charters, and roadmap documentation + Works with the business… more
- Wells Fargo (Charlotte, NC)
- …support and drive strategic initiatives for the business + Recommend compliance and risk management requirements for supported area and works with other ... audit, and risk requirements (eg, SOX, Basel lII). + Lead issue/ risk management , including timely escalation, resolution, and post-incident reviews. + Drive… more
- American Express (Charlotte, NC)
- …to promote a culture of privacy and data protection. + Provide input into third-party risk management processes from a privacy perspective. + Act as a trusted ... to the Finance organization on matters relating to privacy risk . This role will be instrumental in supporting Finance...advisor to senior leaders, supporting a culture of compliance and accountability.… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... opportunity.** _Our team currently operates under a hybrid work model , with employees expected to work in the office...and assesses potential impacts + Maintains a culture of risk management and control, supported by effective… more
- City National Bank (Charlotte, NC)
- …is responsible for expansion and oversight of City National Bank's (CNB's) Information Management Risk (IMR) Program. Continuous Monitoring and oversight of IMR ... controls program as prescribed by CNB's Management Risk Committee. Responsibilities include the development...skills to interact with colleagues at all levels including senior management * Demonstrated experience in coaching… more