- Citigroup (Tampa, FL)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
- Citigroup (Tampa, FL)
- The Issues Quality Assurance (IQA) team, part of Finance QA Testing and Validation group within the Finance Chief Operating Officer (COO) organization is responsible ... This will include all aspects of the lifecycle from identification, planning, monitoring , and remediation and ensure that issue responses, action plans and… more
- TD Bank (Fort Lauderdale, FL)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program,...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- Citigroup (Tampa, FL)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
- TD Bank (Jacksonville, FL)
- …assess weaknesses and gaps with TD's policies, procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing teams implement ... for testing all Bank programs that aim to facilitate compliance with anti-money laundering, anti-terrorist financing, anti-bribery and corruption, and sanctions… more
- American Express (Sunrise, FL)
- …awareness and proactivity around regulatory matters. The Global Financial Crimes Compliance (GFCC) Transaction Monitoring Rule Program Oversight (TMRPO) team ... of focus: **Job Responsibilities:** **Risk & Control Self-Assessment (RCSA) Development & Testing :** * Research and analysis of Transaction Monitoring Rule… more
- Citigroup (Tampa, FL)
- …, and reporting activities. + Experience in planning, executing, and reporting on compliance testing or monitoring reviews and regulatory issue validation ... Serves as a senior compliance risk analyst for Independent... Compliance Independent Assessment Sr. Analyst performs risk-based testing and monitoring of Citi's compliance… more
- Datavant (Tallahassee, FL)
- …to realize our bold vision for healthcare. **Role Summary:** Datavant is seeking a Senior Compliance Analyst to join our dynamic Enterprise Compliance team. ... Auditing: Support in the compliance risk assessment process. Conduct independent compliance monitoring and auditing to validate the effectiveness of program… more
- Citigroup (Tampa, FL)
- …internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is a change agent ... Citi to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe. IA maintains a Quality Assurance… more
- Coinbase (Tallahassee, FL)
- …connection, and alignment. Attendance is expected and fully supported. As the Senior Manager, Compliance Operations at Coinbase, you'll lead the charge ... of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind...this critical role, you'll take charge of aggregating and monitoring multiple streams of quality data, and using that… more