- TD Bank (Fort Lauderdale, FL)
- … Risk Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing , Program Effectiveness Assessments, ... may vary depending on availability and individual circumstances_** **Job Summary:** The Senior Manager, Compliance Governance & Operations leads, develops and… more
- JPMorgan Chase (Tampa, FL)
- …of risk and control self-assessment, issue resolution, and ongoing control monitoring . You will collaborate with key stakeholders to enhance control processes ... + Facilitate daily operations of the Controls team, including issue validation testing and exam readiness walkthroughs. + Assist with internal and external audits… more
- Highmark Health (Tallahassee, FL)
- …solutions to achieve the required product features, as well as monitoring technical process against project plan while safeguarding functionality, scalability and ... for the full software development life cycle, including coding standards, unit testing , code reviews, source control management, build processes, testing , and… more
- Sumitomo Pharma (Tallahassee, FL)
- …reconciliation. + Assist with inventory control preparation, design, and monitoring . + Maintain collaborative relationships with business partners including ... (written, verbal, electronic, etc.) that an employee encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable… more
- American Water (Jacksonville, FL)
- …Able to perform routine maintenance and servicing standardized water / wastewater process control, monitoring , and compliance sampling and testing . * Able to ... prepare and maintain accurate paperwork such as records, logs, orders, surveys and routine reports as directed. * Able to communicate effectively will all levels of the organization. * Computer literate; MS Word, MS Excel, GIS and CMMS systems. * Able to… more
- Highmark Health (Tallahassee, FL)
- …responsibilities will also include supporting formulary coding, implementation, and testing processes in partnership with the pharmacy benefits manager. The ... - Assist in the development of Gateway's Drug Formularies by monitoring FDA-approvals and drug manufacturer pipelines, assessing drug utilization reports, and… more
- American Express (Sunrise, FL)
- …Office (FLPO). The FLPO is responsible for performing business process reviews, monitoring and testing , quantitative analyses, and other activities in support ... to AmEx products and services + Lead fair lending testing and reviews to ensure adherence to fair lending...lending laws and regulations such as UDAAP, or similar compliance experience + Experience monitoring front-line staff… more
- Scotiabank (Tampa, FL)
- …Compliance Risk Assessment process for the TAO and GTB business. + Provide Compliance support for Compliance Testing , Audits, Regulatory Exams, and ... with client facing channels, the Uniform Commercial Code (UCC), fraud monitoring /disclosure requirements and consumer compliance a plus. + Familiarity… more
- Coinbase (Tallahassee, FL)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- Arena Investors LP (Jacksonville, FL)
- …policies and procedures; . Administration of firm (Investment Adviser and Broker-Dealer) annual compliance review ( testing and monitoring ); . Conflicts of ... to expand the team through the addition of a senior Compliance Officer. In this role, this.... Support the CCO with FINRA broker-dealer requirements; . Monitoring of Client guidelines and restrictions; . Review of… more