- Guardian Life (New York, NY)
- …best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie, ... expertise to business partners. Assists in developing fraud controls, fraud monitoring and developing processes and procedures to identify and prevent misconduct.… more
- S&P Global (New York, NY)
- …+ Design and implement security controls and processes across Kensho and provide monitoring to ensure compliance . + Analyze and recommend security practices and ... of cryptography and current best practices. + Experience with penetration testing tools, techniques and methodologies and understanding of common vulnerabilities and… more
- TD Bank (New York, NY)
- …senior management on potential impacts and required actions** + **Conduct periodic compliance testing , surveillance, and risk assessments in line with the ... adherence and risk management within our bank. This role oversees compliance monitoring , reporting, and governance processes, collaborating with cross-functional… more
- Coinbase (Albany, NY)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- TD Bank (New York, NY)
- …to FINRA as part of the pilot program + Collaborate with the Compliance Testing Team, as needed, on monitoring and testing engagements. + Work closely ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …compliance program, including control mapping, risk assessments, regulatory change and monitoring and testing , as examples.** + **Environment conditions would ... + **Ability to independently identify, assess, and escalate issues requiring senior management attention** + **Experience leading bank compliance -related… more
- American Express (New York, NY)
- …+ Experience/strong understanding of risk and control assessments, audit, or compliance testing + Familiarity with KYC operations, customer lifecycle, ... make an impact in this role?** American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money Laundering… more
- Coinbase (Albany, NY)
- …Experience building compliance systems * Exposure to financial crimes compliance systems (transaction monitoring systems, enhanced due diligence, screening ... and alignment. Attendance is expected and fully supported. The Coinbase Compliance Technology Team develops globally scalable systems to meet regulatory… more
- Fujifilm (Albany, NY)
- …and best practices across Fujifilm group companies. This role focuses on monitoring procurement compliance , providing training, and supporting strategic sourcing ... trends, risks, and opportunities for improvement; prepare reports and dashboards for senior management review. + Lead cross-functional compliance review meetings… more
- TD Bank (New York, NY)
- …inspections. + Interact with federal and state regulators + Assist in the performance of testing and monitoring of compliance with firm policies for covered ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
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