- TD Bank (New York, NY)
- …with regulatory expectations.** + **Participate in regulatory reviews, internal audits, and compliance testing as needed.** The above details are specific to ... of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) +… more
- SMBC (New York, NY)
- …+ Policies and Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and ... the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** +… more
- S&P Global (New York, NY)
- …+ Design and implement security controls and processes across Kensho and provide monitoring to ensure compliance . + Analyze and recommend security practices and ... of cryptography and current best practices. + Experience with penetration testing tools, techniques and methodologies and understanding of common vulnerabilities and… more
- Constellation (Ontario, NY)
- …Chemist provides direction and manages chemistry programs, reviewing data, monitoring performance, communicating with other Clean Energy Center (CEC) departments, ... maintaining regulatory compliance , writing reports, managing special projects, training personnel, maintaining analytical and radioanalytical instrumentation,… more
- American Express (New York, NY)
- …part of a team responsible for supporting activities for the day-to-day compliance with the Enterprise Data Management Operating Policy within Enterprise Technology ... their role. + Responsible for holistic platform data quality monitoring , including but not limited to key reports. +...Governance & Management in in the establishment, maintenance, and testing of controls to manage data risk within their… more
- TD Bank (New York, NY)
- …CRA, UDAAP, GLBA; familiarity with securities regulations a plus. + Experience in compliance monitoring , testing , and control mapping. + Hands-on experience ... business reports, and key risk indicators to identify trends, gaps, and potential compliance risks. + Review and validate first-line testing to ensure gaps… more
- JPMorgan Chase (New York, NY)
- …+ Experience using Python, AI, and other technology resources to design and implement compliance monitoring and testing + MBA or professional certification ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...harmonizing policy and practices across regions + Conduct targeted monitoring activities and identify processes that could be automated… more
- Coinbase (Albany, NY)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- TD Bank (New York, NY)
- …to FINRA as part of the pilot program + Collaborate with the Compliance Testing Team, as needed, on monitoring and testing engagements. + Work closely ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …compliance program, including control mapping, risk assessments, regulatory change and monitoring and testing , as examples.** + **Environment conditions would ... + **Ability to independently identify, assess, and escalate issues requiring senior management attention** + **Experience leading bank compliance -related… more
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