- TD Bank (New York, NY)
- …(COF) including;** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring , risk assessment, reporting and other activities** + ... regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and… more
- BMO Financial Group (New York, NY)
- …training needs and helps develop training based on gaps identified through the compliance monitoring and testing . + Identify enhancements to business ... Fixed Income compliance program. Coordinate and performs risk assessment, monitoring , testing and surveillance activities to ensure program remains current… more
- Citigroup (New York, NY)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance ... Serves as a function/business/product compliance risk officer as a ** Senior ...inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance… more
- TD Bank (New York, NY)
- …limited to, customer identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter expertise and ... colleagues dedicated to setting new industry standards. Reporting to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is… more
- TD Bank (New York, NY)
- …on availability and individual circumstances._ **Job Description Summary** The Senior Compliance Business Oversight Analyst provides objective guidance, ... for training sessions + Actively participate in regulatory reviews, internal audits, and compliance testing + Strong knowledge of adult learning principles and… more
- Datavant (Albany, NY)
- …to realize our bold vision for healthcare. **Role Summary:** Datavant is seeking a Senior Compliance Analyst to join our dynamic Enterprise Compliance team. ... Auditing: Support in the compliance risk assessment process. Conduct independent compliance monitoring and auditing to validate the effectiveness of program… more
- Coinbase (Albany, NY)
- …connection, and alignment. Attendance is expected and fully supported. As the Senior Manager, Compliance Operations at Coinbase, you'll lead the charge ... of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind...this critical role, you'll take charge of aggregating and monitoring multiple streams of quality data, and using that… more
- Citigroup (Queens, NY)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as...Spot RWA balances and ensure completeness and accuracy of testing results to senior management. Lead Analyst… more
- New York State Civil Service (NY)
- …for priority initiatives. The Senior Administrative Analyst will also support monitoring and compliance efforts with the Division of State Operations (DSO) ... Yes Agency People With Developmental Disabilities, Office for Title Senior Administrative Analyst Occupational Category Financial, Accounting, Auditing Salary Grade… more
- TD Bank (NY)
- …etc.) + May be a point of contact for guidance in the monitoring /reporting of compliance , management, and strategic initiatives + Provides broad/deep commentary ... for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist within Operational Risk Management ("ORM") provides a… more
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