• Regulatory Compliance Risk Senior…

    Grant Thornton (New York, NY)
    …financial institutions of various types and sizes + Practical work experience involving compliance testing / monitoring , compliance audits, compliance ... As a Financial Services Internal Audit Senior Associate, you will get the opportunity to...activities for Consent Order Validation, Issue Management, and independent monitoring engagements, responsible for execution of testing … more
    Grant Thornton (04/25/25)
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  • Risk Reporting Senior Analyst - Stress…

    Citigroup (Getzville, NY)
    The Risk Operations Senior Analyst is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
    Citigroup (04/03/25)
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  • Senior Compliance Officer - Issues…

    TD Bank (New York, NY)
    …along with the ability to handle multiple assignments at the same time. The Senior Compliance Office provides advice, guidance and support to business units in ... Issues book of work and statuses to a variety of audiences (including senior management), coordination with other Compliance workstreams to integrate Issues… more
    TD Bank (03/19/25)
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  • SVP, Prime Brokerage Product Compliance…

    Citigroup (New York, NY)
    …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance ... Serves as a senior function/business/product compliance risk officer for...inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance… more
    Citigroup (03/26/25)
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  • Senior Compliance Business Oversight…

    TD Bank (New York, NY)
    …(COF) including:** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring , risk assessment, reporting and other activities;** + ... who support the lending activities of Wealth Banking.** **Job Summary:** The Senior Compliance Business Oversight Manager provides advice, support and objective… more
    TD Bank (05/02/25)
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  • Senior Corporate Compliance…

    Fujifilm (Albany, NY)
    **Position Overview** The accomplished Senior Corporate Compliance Specialist will support FUJIFILM's Corporate Compliance Program's operations to ensure ... Certification. + Experience with data analytic tools. + Experience with monitoring and auditing of compliance related activities. **Physical requirements** The… more
    Fujifilm (02/19/25)
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  • Counterparty Credit Risk Product Development…

    Citigroup (Getzville, NY)
    …Key responsibilities of the group include credit analysis, risk identification, exposure monitoring , stress testing , and User Acceptance Testing (UAT). ... measurement, monitoring , and reporting of counterparty exposure including Stress Testing , PFE, Risk Capital and participate in project management of strategic… more
    Citigroup (04/16/25)
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  • Senior Audit Manager - Capital Management…

    Wells Fargo (New York, NY)
    **About this role:** Wells Fargo is seeking a Senior Audit Manager on the Enterprise Finance team under Capital Managment Internal Audit Team. In this role, the ... the established timelines and allocated budget. This individual will assess compliance with relevant regulatory requirements and industry best practices related to… more
    Wells Fargo (04/10/25)
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  • Senior Governance & Control Analyst,…

    TD Bank (New York, NY)
    …Qualifications: Reporting to the Manager, TDS G&C, the primary role of the Senior Analyst, TDS G&C Regulatory Compliance Management (RCM), is to support ... new enterprise RCM Standards. + Support and perform RCM Monitoring and Testing of TDS business follow...+ Build and maintain constructive relationships with TDS and Compliance partners as well as other key stakeholders to… more
    TD Bank (05/07/25)
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  • Risk Reporting / Data Quality Senior…

    Citigroup (Getzville, NY)
    …time-sensitive ad-hoc deliverables as part of the requirements needed by regulators, auditors, compliance , and senior management + Assists in the remediation of ... of market risk factors that affect VaR, market risk limits, & stress testing . + Support senior management strategic vision + Appropriately assess risk… more
    Citigroup (04/15/25)
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