- Humana (Albany, NY)
- …with business partners to uphold ethical standards and mitigate risks. The Senior Compliance Professional will support the Director of Compliance ... of situations or data requires an in-depth evaluation of variable factors. As the Senior Compliance Professional, you will develop and/or evaluate compliance … more
- Citigroup (Getzville, NY)
- …around any EUCs used. + Execution of all MCA requirements for controls testing and monitoring + Identify infrastructure enhancements required to support the ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...the End-to-End Execution of GRA Processes & Controls and compliance with the GRA Standard and MCAs. This role… more
- WSP USA (Corning, NY)
- …regulatory requirements pertaining to the data integrity, documentation, procedures, training, monitoring systems, and record compliance and retention. + ... programs. + Working knowledge of relevant environmental laws, regulations, compliance practices, and record-keeping requirements. + Ability to make technical… more
- Citigroup (New York, NY)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance ... Serves as a function/business/product compliance risk officer as a ** Senior ...inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance… more
- CIBC (New York, NY)
- …to clients - as needed. + Identify new client cross sell opportunities. COMPLIANCE REQUIREMENTS/RESPONSIBILITIES + As an employee of CIBC, the incumbent must comply ... of risks in their daily responsibilities, not just in quarterly or annual monitoring /assessments. We all are accountable for managing risk. As an employee of CIBC… more
- Capital One (New York, NY)
- …on network payments compliance risks, including emerging external risks + Partner with compliance testing teams to plan for and develop compliance tests ... procedures + Developing and leading department training, as appropriate + Providing compliance advice to senior leaders on complex business projects, products,… more
- American Express (New York, NY)
- …Office (FLPO). The FLPO is responsible for performing business process reviews, monitoring and testing , quantitative analyses, and other activities in support ... Line of Defense subject-matter expert team responsible for administering a comprehensive regulatory compliance program for the American Express Fair Lending Program… more
- Fujifilm (Albany, NY)
- …Provide in-person training when required. + Actively support internal auditing and monitoring activities for policy compliance . Track corrective and preventive ... **Position Overview** We are hiring a Compliance Manager to be a member of the...misconduct investigations and synthesizing fact patterns, developing and executing testing procedures, reviewing data for patterns and anomalies, conducting… more
- JPMorgan Chase (New York, NY)
- …and policy principles, and + Participate in firm-wide risk assessment, monitoring and testing initiatives **Required qualifications, capabilities, and skills** ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...adept partnering with a wide range of stakeholders including senior management in addition to maintaining credible relationships across… more
- SMBC (New York, NY)
- … rules, regulations, and procedures. + Develop and execute monitoring and testing of business activities, including the annual compliance program review, to ... Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all...manuals, policies, and procedures. + Engage with and advise senior management and staff on all issues concerning US… more