- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Project Renewal, Inc. (New York, NY)
- Title: Senior Manager, Compliance Program: Legal, Varick Headquarters Salary Range: $90,000 - $100,000 per year Overall Responsibilities: The Senior Manager, ... compliance in healthcare and related human services. The Senior Manager, Compliance reports to the Director...The role requires a proactive approach to risk assessment, compliance training, and policy enforcement across all… more
- TD Bank (New York, NY)
- …role will not have direct reports but will partner closely with other senior managers who lead functional verticals (eg, compliance training, issues management, ... role which is outlined in the general description below. **Job Summary:** The Senior Manager, Compliance Governance & Operations leads, develops and oversees a… more
- TD Bank (New York, NY)
- …attention to detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. Key Responsibilities: + Draft ... setting new industry standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs...minimizing operational and regulatory risk by complying with Bank policy and Code of Conduct **EMPLOYEE / TEAM** +… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational ... benefits individuals and supports business. Through engagement, data-driven regulation and policy , and operational excellence, the Department and its employees are… more
- Citigroup (Getzville, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... framework. **Responsibilities:** + Designing, developing, delivering and maintaining best-in-class Compliance , programs, policies and practices for ICRM. + Translating… more
- Humana (Albany, NY)
- …a part of our caring community and help us put health first** The Senior Compliance Professional ensures compliance with governmental requirements. The ... data requires an in-depth evaluation of variable factors. The Senior Compliance Professional role is responsible for...policy of Humana to take affirmative action, in compliance with Section 503 of the Rehabilitation Act and… more
- Stryker (New York, NY)
- The Senior Manager, Compliance Investigations (Americas) is an integral part of the strategic expansion of Stryker's compliance and ethics function. The ... Continuous Improvement** : Propose risk-based and proportionate enhancements to the Global Compliance Program, including policy or control improvements, based on… more