• Assistant General Counsel-Executive Director

    Wells Fargo (New York, NY)
    …SEC and NYSE developments, and best practices + Proactively identify and analyze policy , legal, and regulatory matters related to area of expertise + Independently ... and legal subject matter experts across the enterprise + Demonstrated experience advising senior management + Ability to analyze complex legal issues and develop and… more
    Wells Fargo (10/29/25)
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  • Markets E-Trading Risk & Controls (NAM) - SVP

    Citigroup (New York, NY)
    …management system. + Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of ... and maintaining strong relationship with the Markets Testing Team, Compliance Testing and Internal Audit. + Provide expert guidance...of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. **Qualifications** :… more
    Citigroup (10/10/25)
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  • Deputy Chief Investment Officer - General Account

    Equitable (New York, NY)
    …asset allocation decisions generating [5-10 ] basis points annual outperformance. + Policy Compliance : Zero violations of investment guidelines or regulatory ... implementation, collaborating with stakeholders to guarantee strategic alignment. + **Investment Policy & Compliance ** : Create and maintain investment… more
    Equitable (10/01/25)
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  • RN Clinical Manager

    CenterWell (Westbury, NY)
    …status. It is also the policy of Humana to take affirmative action, in compliance with Section 503 of the Rehabilitation Act and VEVRAA, to employ and to advance ... (POC). + Monitors cases to ensure documentation is in compliance with regulatory agencies and requirements of third-party payers....at the center. As the nation's largest provider of senior -focused primary care, one of the largest providers of… more
    CenterWell (09/30/25)
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  • Corporate Tax Director

    Grant Thornton (Melville, NY)
    …Corporate Tax Solutions Family and work on business income tax planning, corporate compliance , and ASC 740 income tax accounting (either tax provision preparation or ... quality work and help you achieve more, confidently. This position can be a senior manager or director level. Your day-to-day may include: + Supervising the efforts… more
    Grant Thornton (08/29/25)
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  • Director: Review Officer, Corporates…

    S&P Global (New York, NY)
    …by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some ... or potential conflict of interest. Employment at S&P Global is contingent upon compliance with the Policy . **Recruitment Fraud Alert:** If you receive an… more
    S&P Global (11/05/25)
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  • Safety Trainer

    Transdev (Hillburn, NY)
    …well as location staff. The Safety Trainer also helps with regulatory compliance . Transdev is proud to offer: * Competitive compensation package of ... disability, voluntary long-term disability. Benefits may vary depending on the location policy . The above represents the standard Corporate Policy . Key… more
    Transdev (10/05/25)
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  • Director, Sales: Project Finance & Infrastructure,…

    S&P Global (New York, NY)
    …by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some ... complex matters; provide the pulse of the market to senior management. + Collaborate with internal stakeholders to deliver...of interest. Employment at S&P Global is contingent upon compliance with the Policy . **Recruitment Fraud Alert:**… more
    S&P Global (10/02/25)
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  • Associate Director, Financial Institutions - S&P…

    S&P Global (New York, NY)
    …by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some ... financial institutions. + Prepare for and lead meetings with senior management teams to extract valuable insights and assess...of interest. Employment at S&P Global is contingent upon compliance with the Policy . **Recruitment Fraud Alert:**… more
    S&P Global (09/02/25)
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  • Lead AI Scientist

    S&P Global (New York, NY)
    …by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some ... best practices in ML model development as specified by senior Data Science and MLOps leads. + Assist in...of interest. Employment at S&P Global is contingent upon compliance with the Policy . **Recruitment Fraud Alert:**… more
    S&P Global (08/21/25)
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