• Director, US Markets Compliance Advisory, TD…

    TD Bank (New York, NY)
    …of the Investment Banking Compliance team in a manner consistent with the Bank 's risk culture and the relevant risk appetite statement and limits. Communicates the ... Bank 's risk culture and risk appetite statement throughout the...of new and complex regulatory and compliance developments across senior function/business/product, including cross-border impact. + Leading initiatives and… more
    TD Bank (08/09/25)
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  • Director, Compliance - Regulatory Initiatives, TD…

    TD Bank (New York, NY)
    …responses + Prepare reporting and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of impacted TD entities + ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more
    TD Bank (09/07/25)
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  • Director, Compliance - Conflicts Manager, Global…

    TD Bank (New York, NY)
    …role. **Job Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is ... and other business units within TD Securities and TD Bank as needed + Oversee the design, implementation, and...system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex… more
    TD Bank (08/18/25)
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  • Director, Compliance - US Markets Global…

    TD Bank (New York, NY)
    …analysis and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive strategies and tactics that ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more
    TD Bank (08/09/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …trade surveillance systems, and regulatory requirements at a large investment bank /systemically important financial institution in the US. Our team of trusted ... issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade… more
    TD Bank (09/06/25)
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  • Director, Global Markets Oversight

    TD Bank (New York, NY)
    …while aligning to the enterprise best practices + Frequently interacts with senior /executive management + Acts as a key contact for business management, regulators ... longer-range planning for functional area (eg 12 months or greater ) + May manage and prioritize multiple projects at...aspects of AML and ATF laws + Works with senior business unit management/partners to develop proactive strategies, tactics,… more
    TD Bank (08/28/25)
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  • Director, Compliance - Branch Inspections Team…

    TD Bank (New York, NY)
    …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... longer-range planning for functional area (eg 12 months or greater ). + Manages and prioritizes multiple projects at a...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
    TD Bank (09/06/25)
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  • Associate - Product Control Prime Brokerage

    TD Bank (New York, NY)
    …within deadlines while still providing a high-quality work product The Senior Finance Analyst TDS provides planning, forecasting, reporting and financial analysis ... level under the guidance of financial management. In addition, the Senior Financial Analyst TDS provides highly specialized financial consulting and analytical… more
    TD Bank (08/27/25)
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  • Director, Compliance - Testing Team Lead, TD…

    TD Bank (New York, NY)
    …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... longer-range planning for functional area (eg 12 months or greater ). + Manages and prioritizes multiple projects at a...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
    TD Bank (08/22/25)
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