- American Express (New York, NY)
- …mission is to protect and enhance organizational value by providing independent, objective, risk -based assurance , advisory services and to influence the way the ... as we continue to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds including internal controls,… more
- American Express (New York, NY)
- …groups along with a Professional Practices group that manages audit methodology, quality assurance , regulatory relations, and reporting. The Vice President, ... and offices in seven countries. IAG is comprised of assurance and risk professionals with diverse backgrounds...across the department. + Provide clear, concise reporting to senior leadership on program progress, impact, and roadmap execution,… more
- Bloomberg (New York, NY)
- …tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for. It's what keeps us inventing and reinventing, all the ... **What's the role?** Internal Audit's mission is to provide independent and objective assurance to add value and improve operations. We serve as one of Bloomberg's… more
- Sunrise Senior Living (Yonkers, NY)
- …Maintain and protect the confidentiality of resident information at all times. ** Quality Assurance and Regulatory Compliance** + Understand and demonstrate ... Senior Living Community while meeting and/or exceeding Sunrise quality standards. The Activities Assistant will assist in the...proficiency with the Quality Assurance Process (QA) and essential … more
- KeyBank (Amherst, NY)
- …As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") has the ... members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth...Manager must have in-depth knowledge of wealth and trust risk management as well as a strong understanding of… more
- M&T Bank (Buffalo, NY)
- …Business Banking domains. Responsible for overseeing and executing annual risk assessments, continuous auditing, and remediation plan validations. Communicate audit ... Lead and participate in audits from planning to reporting and produce quality deliverables in accordance with the Division's methodology and professional standards… more
- TD Bank (New York, NY)
- …improvements implementation** + **Support testing engagements from Internal Audit, Compliance Quality Assurance , and others** **Job Summary:** The Compliance ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...providing trusted and reliable reporting, advice and opinion to senior leadership and the Board on the state of… more
- TD Bank (New York, NY)
- …Compliance Surveillance departmental procedures, providing relevant training for Surveillance, conducting quality assurance of alert disposition , reporting on ... the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check...requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Reporting: With the Head of… more
- MTA (New York, NY)
- …+ Escalating issues to other parties as needed. + Oversee rigorous quality assurance processes to deliver reliability, performance, and safety objectives ... complex program with highly skilled staff, contracts, and processes associated with risk management that are essential to maintaining electronic and physical safety… more
- Citigroup (Getzville, NY)
- …within the Operations team, specializing in data-driven regulatory reporting, analysis, and quality assurance for swap dealer reporting. We ensure accurate and ... **Regulatory Operations Senior Data Analyst - AVP** **Team/Function Overview:** The...controls, performing in-depth data analysis, and proactively mitigating data quality risks. Our responsibilities include: + Implementing new regulatory… more