- City National Bank (Los Angeles, CA)
- *FINANCIAL ADVISOR SENIOR * WHAT IS THE OPPORTUNITY? The Senior Financial Advisor (SFA) serves as Wealth Management's primary point of contact for ... all Bank and CNS Operational policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment Act, Code… more
- M&T Bank (Los Angeles, CA)
- …to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, ... manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of...growth and retention of that client base. The Wealth Advisor is focused on the profitable expansion of our… more
- Bank of America (Chino Hills, CA)
- …Specialist II, Lending Client Associate, Lending Client Support Manager, Lending Specialist, Senior Banker, Business Solutions Advisor or Financial Solutions ... Credit Solutions Advisor - Chino Hills Chino Hills, California **To...ethics and is thorough and thoughtful in incorporating relevant regulatory due diligence as well as complying with all… more
- Oura (San Francisco, CA)
- …and New York) occasionally gather informally at local co-working locations. The AGC, Senior Director of Regulatory Compliance & Privacy will provide strategic ... Regulatory Compliance: + Serve as the primary legal advisor on FDA, EU MDR, and other global health...consumer protection laws. + Serve as a key legal advisor on regulatory enforcement matters, including FDA… more
- BMO Financial Group (Los Angeles, CA)
- …products and services. + Provides strategic input into business decisions as a trusted advisor . + Makes recommendations to senior leaders on strategy and new ... effectively run function. + Protects the Bank's assets and complies with all regulatory , legal and ethical requirements. + Identifies and recommends ways to enhance… more
- BMO Financial Group (San Francisco, CA)
- …provided and assesses clients at-risk for retention. + Makes recommendations to senior leaders on strategy and new initiatives, based on an in-depth understanding ... + Protects the Bank's assets and complies with all regulatory , legal and ethical requirements. + Operates at a...group/enterprise-wide level and serves as a specialist resource to senior leaders and stakeholders. + Applies expertise and thinks… more
- US Bank (Los Angeles, CA)
- …Finance group as well as the Bank's business lines. The attorney will provide regulatory legal advice to senior management on new products and services, ... rulemakings, strategic business and regulatory initiatives, and supervisory matters. The position offers candidates...Bank to serve as a trusted legal and business advisor . Successful candidates for positions in the US Bank… more
- BeOne Medicines (San Mateo, CA)
- **General Description** **_:_** + The Director, Global Regulatory Lead, will be responsible for developing, implementing, and advising on global regulatory ... and in coordination with key internal stakeholders. This individual will manage regulatory aspects of compounds through all phases of development, post-approval, and… more
- Applied Materials (Santa Clara, CA)
- …continue to expand our operations, we are seeking a highly skilled and experienced Senior PMO to support our Product Regulatory Compliance program. This critical ... role ensures our products meet all applicable regulatory requirements and industry standards, enabling us to maintain...and following the prompts to speak to an HR Advisor . This contact is for accommodation requests only and… more
- Robert Half Legal (San Diego, CA)
- Description Financial Services Company Seeks Senior Attorney Focused on Broker-Dealer Compliance & FINRA Arbitrations About Firm & Position: A well-established ... services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its growing corporate legal department. This position… more