- Citigroup (New York, NY)
- …regulatory landscape of digital assets. The Risk Head will act as a primary advisor to senior management, ensuring all digital asset activities align with ... regulatory requirements, internal policies, and the company's risk appetite....objectives. + Report on digital asset risk posture to senior leadership across the business and firm. + Provide… more
- Capital One (New York, NY)
- …culture of Capital One. **Role Description** GV&I is seeking a Manager-level Compliance Advisor with a regulatory / compliance background to perform a key ... This opportunity provides for significant professional growth and exposure to senior management. Strong data and analytical skills, attention to detail, and… more
- TD Bank (New York, NY)
- …recommending action to senior management + Acts as a strategic audit advisor by providing counsel and guidance on audit issues; leads relationships with key ... this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team...a team greater than 5 Audit professionals/specialists + Strategic advisor to leadership team on the management of the… more
- Justworks (New York, NY)
- …+ Trusted advisor : Act as the subject matter expert and trusted advisor to senior leadership, providing regular updates on program status, potential risks, ... and standards to align with industry best practices and regulatory requirements. + Drive Cross-Functional Integration: Champion resilience across...implemented across the business. + Serve as a Strategic Advisor : Act as a key advisor to… more
- MUFG (New York, NY)
- …local workstyle requirements apply. **MAIN PURPOSE OF THE ROLE** Build trusted advisor relationships with the Regional Business Function Head and their Regional ... and their regional leadership team acting as a strategic advisor and partner to understand business needs, develop HR...with Regional Business Function Head and TA team on senior and strategic appointments (MD) in region including the… more
- NBT Bank (Norwich, NY)
- Pay Range: $166,136.00 - $221,507.00 The Associate General Counsel serves as a senior legal advisor supporting enterprise-wide initiatives with a focus on ... (M&A). This role is critical to ensuring legal and regulatory compliance, mitigating risk, and enabling innovation across the...you're just starting your career or serve in a senior leadership role, your growth and development are our… more
- American Express (New York, NY)
- …plays a key part in ensuring that day-to-day operations align with regulatory requirements and internal policies, working closely with both business and compliance ... partners. The ideal candidate has strong regulatory knowledge, a process mindset, and the ability to...leading action plan management process and escalating issues to senior management **Reporting, Policies and Procedures:** + Compliance metrics… more
- TD Bank (New York, NY)
- …standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... risk assessment, reporting and other activities** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- TD Bank (New York, NY)
- …+ Provide oversight and independent challenge on business activities and initiatives with regulatory impact. + Serve as a compliance advisor to business partners ... payments, ensuring business practices align with applicable federal and state regulatory requirements. The position requires strong regulatory knowledge, issue… more
- BMO Financial Group (New York, NY)
- …an expert understanding of business/group objectives and challenges. Acts as a trusted advisor to senior leaders for making business decisions and implementing ... practices leveraged across BMO and US; ensures compliance with regulatory guidance and expectation for Model Risk Management and...expectation for Model Risk Management and serves as a regulatory liaison on models and model risk related matters.… more