- Caterpillar, Inc. (Clayton, NC)
- …building a better world, so we can all enjoy living in it. As a ** Senior Technical Regulatory Compliance Engineer** , you support product regulatory ... that assist in managing compliance risk and ensuring compliance with applicable product regulatory requirements for intended markets. **What You Will Do:** + Act as… more
- Vanguard (Charlotte, NC)
- Join the new Controls and Governance department as a highly skilled and motivated senior controls advisor within the Advice and Wealth Management (AWM) Division. ... awareness of the wealth and investment industry, risk and control practices, and regulatory and/or policy changes. Serves as a subject matter expert and trainer on… more
- Truist (Raleigh, NC)
- …experience while balancing risk exposure to the Enterprise. The Business Unit Risk Advisor I engages with Business Unit leadership in its management of risks and ... Risk Management standards and procedures. + Provide guidance on regulatory requirements; ensure compliance to program requirements, including response plans… more
- First Horizon Bank (NC)
- …within the company's footprint. **Summary** The Treasury Management (TM) Risk and Controls Advisor as a first line of defense role that is responsible for executing ... line of business management and Risk. + Engage in regulatory inquiries, exams and internal audits including preparation of...assessment and remediation of findings, and provide updates to senior management. + Develop risk reporting that provides a… more
- First Horizon Bank (Charlotte, NC)
- …site at location listed in job posting. **Summary** : The Business Risk and Controls Advisor sits in the first line of defense and is responsible for executing risk ... line of business management and Risk. * Engage in regulatory inquiries, exams and internal audits including preparation of...assessment and remediation of findings, and provide updates to senior management. * Develop risk reporting that provides a… more
- First Horizon Bank (Charlotte, NC)
- …the location in the job posting. **Summary** The Business Risk and Controls Advisor supports the Marketing and Product Management organization. This role sits in the ... gaps and drive remediation of control deficiencies. + Engage in regulatory inquiries, exams and internal audits including preparation of materials, assessment… more
- Grifols Shared Services North America, Inc (Clayton, NC)
- …support responses to regulatory agency inquiries. + Act as a technical advisor on regulatory requirements for assigned projects and task forces for specific ... position to act as a team member in the product manager area of Regulatory Affairs (Biopharma) supporting global submissions for various areas of the business. This… more
- Truist (Raleigh, NC)
- …Business Unit. Present risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses ... Committee. + Guide risk-taking behavior. Provide counsel and advice to BU and senior BU leaders. + Monitor risk exposures, concentrations and limits. Ensure risk… more
- Truist (Raleigh, NC)
- …Business Unit. Present risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses ... 2. Guide risk-taking behavior. Provide counsel and advice to Tech BU and senior Tech BU leaders. 3. Monitor risk exposures, concentrations and limits. Ensure risk… more
- US Bank (Charlotte, NC)
- …Finance group as well as the Bank's business lines. The attorney will provide regulatory legal advice to senior management on new products and services, ... rulemakings, strategic business and regulatory initiatives, and supervisory matters. The position offers candidates...Bank to serve as a trusted legal and business advisor . Successful candidates for positions in the US Bank… more