- Coinbase (Albany, NY)
- …legal issues that impact fast-growth technology companies. You will collaborate with senior leaders to establish privacy strategy and product standards, identify and ... Partner with Security and Trust & Risk to respond to privacy incidents, regulatory inquiries, law enforcement demands, and other information requests. * Oversee the… more
- St. Mary's Healthcare (Amsterdam, NY)
- …and educators. Manage education department budgets and resources for educational programs. + Regulatory Compliance and Safety : Ensures that care is provided that is ... provision of care specific to continuing education opportunities. Provides reports to Senior Nurse Administration on the progress of education programs. + Leadership… more
- SMBC (New York, NY)
- …sound management and maintenance of the program, working under the direction of senior member of the group. Primary role includes funding (issuing CP), managing CP ... coordinating reports to relevant third parties including investors, updating any regulatory and legal matter related to the industry. **Key Responsibilities** +… more
- BlackRock (New York, NY)
- …with a focus on insurance clients. **Key Responsibilities** + Assist senior Relationship Managers in executing account plans and servicing insurance clients. ... + Support Senior Relationship Managers with ongoing business development, client service,...dynamics, including: + Product structures and distribution models + Regulatory and accounting frameworks + Strategic priorities and sensitivities… more
- M&T Bank (New York, NY)
- …mortgage servicing and aircraft leasing. + Drive conversations with clients, senior bankers, credit officers, underwriters, rating agencies, and attorneys. + Adhere ... to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging… more
- Raymond James Financial, Inc. (New York, NY)
- …internal client organization, delivering high-quality professional services with guidance from senior colleagues. + Act as first-line supervisor of a team providing ... of noncompliance with the organization's policies and procedures and/or relevant regulatory codes and codes of conduct, reporting these instances and escalating… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking a Senior Internal Auditor to work within the Internal Auditing Department's Financial Crimes ... certification is preferred. + Demonstrates understanding of internal audit techniques, regulatory requirements, internal controls, and audit principles. + Ability to… more
- MUFG (New York, NY)
- …**Responsibilities** : + Sell rates products to institutional investor clients + Support senior sales people in a variety of ways (including booking trades) + Manage ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- BMO Financial Group (New York, NY)
- …and equity linked notes. At first, the team member will assist the senior members by performing several key functions such as: formatting client pricing requests ... is required. + Basic understanding of trading or sales procedures and broader regulatory and financial concepts. + Series 7 and 63 licenses required or attained… more
- Bank of America (New York, NY)
- …Reputational and Operational risk to the Bank. On a tri-annual basis this associate will be responsible for leading regulatory exam preparatory activities while ... an effort to keep the firm compliant to FDIC Regulatory requirements. Employees at this level are often required...at this level are often required to interact with senior management within Operations and across the firm as… more