- MUFG (Los Angeles, CA)
- …BOJ, FRB, OCC). + Ensure adherence to all bank policies and procedures relative to Regulatory Compliance including but not limited to the Bank Secrecy Act, USA ... will provide more details. **Job Summary** **:** As a Senior Relationship Manager ("Sr. RM"), the individual is responsible...to various clients, making sure the terms are in compliance with the bank policy guidelines. When necessary, prepare… more
- Deloitte (San Francisco, CA)
- …on our Global Trade Advisory team, you will participate in engagements requiring regulatory analysis for a variety of entities and their affiliates; you will work ... the latest technologies. Responsibilities include: + Helping companies manage global compliance requirements and realize efficiencies in their global supply chain. +… more
- City of Tracy (Tracy, CA)
- …demonstrates exceptional leadership in guiding teams through evolving priorities and regulatory changes. They are adept at interpreting and applying city ordinances, ... reviewing plans and specifications, and ensuring contractor compliance throughout all phases of construction. Their ability to lead with integrity, foster… more
- Western Digital (San Jose, CA)
- …driven decision making. + Strengthen internal controls and compliance , ensuring compliance with SOX and other regulatory requirements. + Lead and develop ... functions and ensure the accuracy and reliability of the financials including compliance with all external reporting requirements and financial regulations. The CAO… more
- Sunrise Senior Living (Beverly Hills, CA)
- …the Driver job description and understand the key essential duties for safety and regulatory compliance **ABOUT SUNRISE** Ready to take the next step and make ... **When you join Sunrise Senior Living, you will be able to use...Partner with community team to ensure community is in compliance with national/provincial regulations pertaining to occupational health and… more
- Nevada County (Nevada City, CA)
- …on the job. My work on this task was monitored closely by a supervisor or senior employee to ensure compliance with proper procedures. + I have performed this ... programs. We manage a full, multi-program caseload independently, referring regulatory or technical questions to a lead or supervisor....this task was monitored closely by a supervisor or senior employee to ensure compliance with proper… more
- BMO Financial Group (San Ramon, CA)
- …and assesses problems to develop and implement solutions. Manages product risks in compliance with legal, regulatory , and risk compliance , and reporting. ... growth plans. + Develops strategic roadmap and new initiative recommendations to senior leaders, based on an in-depth understanding of the business/group. + Leads… more
- City National Bank (Los Angeles, CA)
- …results of testing performed, and effectively communicate audit results to the Senior Audit Manager/Director and senior management in meetings, presentations, ... Markets, Registered and Unregistered Fund Vehicles, Support Functions (Operations, Compliance , Risk). Additionally, the position is responsible for maintaining and… more
- AeroVironment (Simi Valley, CA)
- …decisions on new market entry, technology investments, and inorganic opportunities. + ** Regulatory Compliance & Audit Readiness** - Lead audits and consistent ... Reporting to the Sr. Vice President and Segment Chief Financial Officer, the ** Senior Director of Finance** is a key contributor to the Autonomous Systems segment… more
- Wells Fargo (Los Angeles, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... client engagements. The program includes immersive training, project-based learning, senior leader engagement, and networking opportunities across business lines.… more