- Raymond James Financial, Inc. (St. Petersburg, FL)
- … issues. + Research compliance issues. + Alerts Senior Compliance Management of current and/or emerging regulatory issues. + Researches, interprets, and ... for adherence with applicable rules and regulations. + Advises Senior Compliance Management on issues that involve...senior management. + May assist with responses to regulatory agency inquiries. + May contribute to compliance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …model governance and regulatory expectations. + Deep understanding of regulatory technology requirements, including compliance with BSA/AML, FinCEN, OFAC, ... **Job Summary** The Vice President, AML and Fraud Risk Technology, is a senior leader within the Technology organization, responsible for shaping and executing the… more
- Citigroup (Tampa, FL)
- …setting, calibration, approval, breach identification, and remediation, ensuring their compliance with LOD responsibilities. + Utilize extensive knowledge of the ... regulatory and industry operating environment to inform the design...leading risk management practices and governance mechanisms. + Engage senior management to socialize program enhancements, attend senior… more
- Citigroup (Jacksonville, FL)
- …ORM Executive Leadership Team(s) - Foundational Programs or Policy Teams + USPB Compliance Officers * USPB Senior Operational Risk Managers + Enterprise ORM ... skills in support of high-quality risk summaries which inform risk assessments and Regulatory updates, or Senior level Governance forums + Expert proficiency MS… more
- Intermountain Health (Tallahassee, FL)
- …healthcare regulatory matters. Key responsibilities include: + Advising on compliance with the Stark Law and Anti-Kickback Statute; + Supporting physician ... collaborate effectively with various stakeholders in an organization (management, senior attorneys, physicians, compliance , hospital administrators, etc.).… more
- Sunrise Senior Living (Coral Gables, FL)
- …cost associated with all Sunrise resident care programs. **Quality Assurance and Regulatory Compliance ** + Ensure that the community follows all federal, ... **When you join Sunrise Senior Living, you will be able to use... with Sunrise expectations for QA Audits and other regulatory compliance . + Partner with leadership team… more
- TECO Energy (Tampa, FL)
- …finance, excellent analytical skills, and experience in the utility industry. Ensures compliance with regulatory filings, including testimony, rate cases, and ... Regulatory Support:** Partner with regulatory affairs in support of regulatory filings, including testimony, rate cases, and compliance filings (eg, FERC… more
- Santander US (Miami, FL)
- …Laundering Specialist (active member in good standing) - Preferred. + Certified Regulatory Compliance Manager (active member in good standing) - Preferred. ... state and federal BSA/AML and OFAC laws, regulations and regulatory expectations. + Advise senior management and...Finance, Business or equivalent field. - Required. 12+ Years Compliance , Legal, Regulatory , or Financial Services. -… more
- Sunrise Senior Living (Coral Gables, FL)
- …services. + Conducts monthly Lead Care Manager Meetings. **Quality Assurance and Regulatory Compliance ** + Follows all federal, state/provincial, and local laws ... **When you join Sunrise Senior Living, you will be able to use...Follows all approved plans of correction to assure ongoing regulatory compliance . + Maintains a thorough knowledge… more
- TD Bank (Fort Lauderdale, FL)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... that enhance the customer experience while ensuring robust security and compliance . You will collaborate closely with cross-functional teams, including developers,… more