- USAA (Tampa, FL)
- …drive solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include oversight of procedures/process, ... phases for effective and timely Risk remediation. + Advise senior management on the status of their control environment...apart:** + Subject matter expertise in bank consumer protection regulatory compliance , with proficiency in one or… more
- PNC (Tampa, FL)
- …updating or implementing new/enhanced processes in order to ensure timely and effective compliance with new AML and Sanctions regulatory requirements. + Supports ... needed to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk, Decision Making, Regulatory Requirements,… more
- Citigroup (Tampa, FL)
- The Legal Support Lead Officer is a senior level, non-attorney role, responsible for providing legal support to the Citi Legal team. This role requires a pragmatic, ... with other control/functional businesses in support of initiatives + Interacts with senior leaders, internal and external peers to gather information and works… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulations and limit firm liability. Conduct internal reviews to ensure compliance with regulatory requirements and internal policies including potential ... options. **Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and...+ Reviews requests for Outside Brokerage Accounts to ensure compliance with firm policy and regulatory rules… more
- Citigroup (Tampa, FL)
- …Citi Global Legal function with delivery of complex, critical, large regulatory , strategic re-platforming and risk & control initiatives spanning multiple business ... in a timely manner. The portfolio is divided into 3 sub-portfolios: Regulatory Remediation, Business Mandatory and Process Management & Improvement. A senior… more
- Citigroup (Tampa, FL)
- **Data Solutions Business/Project Senior Analyst (Assistant Vice President) - Hybrid** **Role Overview:** As a key member of Citi's Data Engineering department in ... and optimizing Citi's data infrastructure to support liquidity risk management, regulatory reporting and financial forecasting. We are looking for a proactive,… more
- TD Bank (Jacksonville, FL)
- …assess weaknesses and gaps with TD's policies, procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing teams implement ... responsible for testing all Bank programs that aim to facilitate compliance with anti-money laundering, anti-terrorist financing, anti-bribery and corruption, and… more
- Coinbase (Tallahassee, FL)
- …Legal and Compliance for risks, assessments, and reporting to meet regulatory requirements. * Support audit and regulatory inspections: Support data ... supported. Coinbase is looking for a creative and analytical Senior Analyst of Technology Risk. You will serve as...2 LoD risk management function and/or Governance, Risk, and Compliance organization. * Risk domain knowledge and best practices:… more
- Coinbase (Tallahassee, FL)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal Audit ... walkthroughs, testing, deficiency remediation, and report writing in accordance with regulatory requirements, you'll play a key role in strengthening our position… more
- TD Bank (Jacksonville, FL)
- …guidance on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research,… more