- Mizuho Corporate Bank (New York, NY)
- …impact on the organization, and implementing necessary changes to ensure ongoing compliance . SummaryThe Regulatory Relations Team is seeking an Assistant Vice ... regulatory interactions. The AVP will also assist in the oversight of regulatory remediation program and associated reporting to senior management and… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... be a mid-level attorney who will work closely with senior attorneys to support licensing and permissibility issues for...Support to business, LOB Legal and other functions, including compliance and controls + Regulatory advice on… more
- American Express (New York, NY)
- …or other related discipline is required. + 2-3 years of experience in regulatory reporting team, audit, compliance or risk management within the banking ... #TeamAmex. Enterprise Data Risk Management ("EDRM"), within the Global Risk & Compliance Organization, is the independent risk management function covering risk of… more
- US Bank (New York, NY)
- …Finance group as well as the Bank's business lines. The attorney will provide regulatory legal advice to senior management on new products and services, ... Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing legal...stakeholders + Ability to work across business lines at senior levels to influence and effect change to achieve… more
- Citigroup (Getzville, NY)
- ** Regulatory Operations Senior Data Analyst - AVP** **Team/Function Overview:** The Regulatory Operations group (Reg Ops) is a centralized unit within the ... Operations team, specializing in data-driven regulatory reporting, analysis, and quality assurance for swap dealer reporting. We ensure accurate and compliant… more
- Mohawk Valley Health System (Utica, NY)
- … Affairs - Full Time - Days Department: QUALITY IMPROVEMENT Job Summary The Senior Director of Quality Management Systems and Regulatory Affairs is responsible ... Provides leadership for advancing, developing, refining and innovating quality and regulatory operations throughout the organization. The Senior Director of… more
- TD Bank (New York, NY)
- …of policies, procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + ... TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the oversight and management… more
- American Express (New York, NY)
- …We work to ensure compliance with internal and external regulations. The Senior Manager, Strategic Planning, Regulatory Change PMO will join an expanding ... the business to ensure we effectively delivery against our expanding regulatory requirements and compliance goals as regulatory demands continue to evolve.… more
- Synchrony (New York, NY)
- …in response to regulatory feedback from exams/reviews or change requests to regulatory reports. To ensure compliance to regulatory requirements, this ... Job Description: **Role Summary/Purpose:** The VP, Credit Regulatory Response & Reporting is a newly created...and financial metrics while able to articulate findings to senior leaders in clear succinct message either through presentation,… more
- Citigroup (Getzville, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory engagement and ... while defining and implementing best practices. **About the Role** The Finance Regulatory Engagement & Oversight Analyst is a seasoned professional who contributes… more