- Synchrony (New York, NY)
- …2nd Line, 3rd Line, and regulators. + Responsible for process controls, & maintaining regulatory review rhythm with Compliance , Legal & Fair Lending + Manage the ... management of numerous Non-Model tools and EUCs + Supports related regulatory exams, audits, and business continuity planning. **Spearhead Innovation, and Partner… more
- City of New York (New York, NY)
- …- Act as the primary liaison for data privacy, records management, and compliance reporting, ensuring adherence to regulatory standards; - Assist in developing ... investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New...mission-focused. To do so, OPS collaborates with staff and senior leadership from across the agency, as well as… more
- JPMorgan Chase (New York, NY)
- …+ Experience in financial services or a related field. + Familiarity with regulatory requirements and compliance . JPMorganChase, one of the oldest financial ... and management of business strategies. You will work closely with senior leadership within Securities Services to provide outstanding Business Management support… more
- TD Bank (Melville, NY)
- …emerging trends and; identifying issues and opportunities and recommending action to senior management + Works effectively with multiple teams across a broad ... with corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- Citigroup (New York, NY)
- …transactions, equity, and debt capital raises and their structures. Ensure compliance with internal processes and external regulatory requirements. Build-out ... of due diligence topics. Synthesize information and prepare presentations to senior bankers, clients and prospective clients. Engage counterparty and advisors to… more
- SMBC (New York, NY)
- …status. . Preparing periodic reports and account-level information for senior management, and proactively escalating credit, operational, or event-driven risks ... as appropriate. . Ensuring compliance with internal policies, external regulations, and industry best...analysis and associated legal documentation. . Strong knowledge of regulatory frameworks, including regulatory risk rating classifications.… more
- SolomonEdwards (Albany, NY)
- …financial crimes. The ideal candidate will bring deep technical expertise, regulatory awareness, and strong leadership capabilities. **Essential Duties:** . Lead ... associated controls. . Plan and execute audits across credit, market, and compliance risk domains. . Collaborate with internal stakeholders to report findings and… more
- M&T Bank (Getzville, NY)
- … compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including ... Assemble and provide documentation in response to investor or regulatory audit requests. + Generate various scheduled and ad...M&T. + Request checks for disbursement of bid deposit, senior lien payoff and settlements. + Adhere to applicable… more
- Motion Recruitment Partners (Getzville, NY)
- …Ability to engage with multiple stakeholders across business, operations, technology and compliance , including those at senior levels + Consistently demonstrates ... management and analysis related to multiple strategic work efforts across Data & Regulatory Operations. + Use project management to oversee the establishment of the… more
- WellLife Network (Brooklyn, NY)
- …Ensure all documentation is completed in a timely fashion and remain in compliance with agency, OMH, and AOT regulations. + Communicate pertinent consumer and ... operational information to the Team Leader, Deputy Director, Division Director and Regulatory bodies. + Participates in weekly supervision with Team Leader; attends… more