- TD Bank (New York, NY)
- …objectives. This role does not have direct reports but will work closely with senior leaders across Compliance and to execute key risk programs, facilitate ... results. **Key Responsibilities:** + **Program Strategy & Planning** + Support the compliance planning process, ensuring integration of regulatory , risk, and… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the + Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and… more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial- Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25004657) **Job Description:** At Bank of America, we are… more
- Citigroup (Getzville, NY)
- …with numerous stakeholders throughout the organization, including Risk, Transaction Management, Regulatory Reporting teams and senior stake holders + Assist ... The Regulatory Analytics Analyst is a VP level position,...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- City National Bank (New York, NY)
- * REGULATORY ASSOCIATE, IN-BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS* WHAT IS THE OPPORTUNITY? This position will work directly with the City National ... to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Client Service & Operations.The role will support corporate… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** ** Senior Financial Analyst** **Technical Competencies:** + **Financial & Management ... escalate issues where appropriate + Ensure business operations are in compliance with applicable internal and external requirements (eg financial controls,… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Lead Capital Markets Document Negotiator for the...Negotiator must demonstrate understanding of, and adherence to, relevant compliance , credit, legal, regulatory , operational and business… more
- Capital One (New York, NY)
- …+ Bachelor's degree or military experience + At least 10 years in legal, compliance , risk management or regulatory experience in consumer financial services + At ... Senior Director, Lead AML Advisor for Card Business...business and risk management leaders as well as external regulatory authorities. An executive presence, excellent written and verbal… more
- Fujifilm (Albany, NY)
- …risks affecting the Medical Device businesses, including with respect to healthcare regulatory compliance , anti-kickback statutes, the False Claims Act, US ... HLUS' Medical Device businesses on substantive legal topics relevant to healthcare regulatory compliance , as assigned by Division General Counsel. + Contribute… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... US **About this role:** Wells Fargo is seeking a Senior Branch Premier Banker (SAFE) in Consumer and Small...by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect… more