- TD Bank (New York, NY)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... and independent challenge on business activities and initiatives with regulatory impact. + Serve as a compliance ...with regulatory impact. + Serve as a compliance advisor to business partners through regular meetings and… more
- American Express (New York, NY)
- …years of experience in first or second line consumer and/or enterprise regulatory compliance , internal/external audit, regulatory examinations / remediation ... payments or financial services industries. + Knowledge of US Consumer and/or Enterprise Compliance regulatory requirements applicable to banks. + Knowledge of … more
- HSBC (New York, NY)
- …investors, our communities and the planet we all share. As Risk Stewards, Regulatory Compliance (RC) Advisors provide advice, guidance, opinions, direction, and ... as a regulatory coordinator and central point of contact providing regulatory compliance advisory support on transactions, strategic initiatives and projects… more
- City National Bank (New York, NY)
- …act in a compliance advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role will be responsible for managing ... management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or… more
- Bloomberg (New York, NY)
- …requirements as well as IOSCO principles; and be able to implement regulatory compliance policies, governance and controls. Strong communication and ... the product and business + Draft, update and review compliance policies in line with regulatory requirements...+ A track record of working with and advising senior business people on compliance matters +… more
- Mizuho Corporate Bank (New York, NY)
- …with stakeholders to gather requirements, define project scope, and ensure regulatory alignment. Responsibilities include developing and enhancing compliance ... and communication skills are essential. Key Responsibilities: + Translate complex compliance and regulatory requirements into clear, actionable technical… more
- M&T Bank (Lafayette, NY)
- … compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including ... and overseeing the implementation of procedures or controls related to compliance requirements within the overall business processes. + Define and participate… more
- GE Vernova (Rochester, NY)
- …operational technology (OT) and information technology (IT). Your work will help drive regulatory compliance , product security, and support both R&D teams and ... cryptography, authentication, and network hardening. + Translate and implement global regulatory standards (IEC 62443, IEC 61850, IEC 62351, NERC CIP) into… more
- TD Bank (New York, NY)
- …drafting, updating, and implement relevant policies and procedures. + Provide regulatory / compliance training. + Participate in internal investigations, respond ... trading systems and market structure preferred + Significant experience in providing legal, regulatory or compliance advice to Equity Sales & Trading Businesses… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements ... a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - ...senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail,… more