- TD Bank (New York, NY)
- …making + Develops and maintains constructive relationships between the commercial and operations Senior Management and the Senior Compliance Leaders to build ... securities and operations businesses/function and products + Strong management experience leading regulatory compliance activities + Regulatory , industry and… more
- KeyBank (NY)
- …and monitoring processes (including analytics), and applicable techniques for implementation of regulatory compliance requirements and compliance processes + ... training or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and… more
- Scotiabank (New York, NY)
- …to drive ambition for every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US Sales and Trading businesses by ... Compliance . **What You'll Do** + Acting as a senior compliance officer and Compliance ...management and US Compliance personnel on relevant compliance issues, the regulatory environment, and … more
- Citigroup (New York, NY)
- …the CCB's credit process is conducted in accordance with all internal and regulatory frameworks, and is responsive to relevant inquiries. The CLM Credit Officer ... that effectively balances risk and business objectives * Ensure appropriate regulatory classification and minimizing net credit losses for covered portfolio, as… more
- Fujifilm (Albany, NY)
- …and structuring of new business ventures. + Keep abreast of legislative and regulatory changes that may affect HLUS and its subsidiary companies. + Advise, counsel ... and report to management on general legal risks and regulatory risks, including with respect to FDA regulations and...Experience in legal matters involving tariffs and other trade compliance issues would be a plus. + Strong contract… more
- JPMorgan Chase (New York, NY)
- …and financials, and provide investment quotes to clients while complying with regulatory and firm policies and procedures. + Interface directly with clients and ... + Serve as a liaison between the Financial Advisor team, branch management, compliance and various other business units throughout the firm + Proactively supports… more
- Antech Diagnostics (New York, NY)
- …using automation tools such as Python, PowerShell, Ansible, among other. + Ensure compliance with security frameworks as well as regulatory requirements for ... + Experience in regulated industries (finance, healthcare, manufacturing, etc.) applying regulatory regulations and/or security frameworks. + Hands -on knowledge of… more
- KeyBank (Amherst, NY)
- …periodic reconcilements, daily report or alert monitoring and processing, and regulatory reporting. + Work independently with minimal supervision from manager. ... complete all reports and research tasks assigned to ensure accurate and timely regulatory reporting and the mitigation of operational risk. + Develop rapport and… more
- Guardian Life (New York, NY)
- …best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie, ... investigative reports, including findings, recommendations, corrective actions and required regulatory filings, including, but not limited to Suspicious Activity… more
- M&T Bank (Buffalo, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... new systems implementation, etc. + Develop knowledge around various Banking Regulatory requirements. + Lead special projects as requested by Management. Lead/mentor… more