- Heritage Financial Credit Union (Middletown, NY)
- …a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance ... Senior Lending Compliance Analyst - Remote...a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... + Analysing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact. +… more
- Project Renewal, Inc. (New York, NY)
- …initiatives, promotes ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human services. The ... Title: Senior Manager, Compliance Program: Legal, Varick...matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial… more
- TD Bank (New York, NY)
- …team of enthusiastic colleagues dedicated to setting new industry standards. The ** Senior Manager, Compliance Governance & Operations** leads, develops and ... Compliance . **Job Overview:** We are seeking a highly motivated and experienced Senior Manager to join the Compliance Strategy & Operations team. This… more
- Capital One (New York, NY)
- …Bachelor's Degree or military experience + At least 6 years of experience in regulatory compliance , risk management or anti-money laundering (AML) compliance ... AML Compliance Advisor Senior Manager Capital One...networks + Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) certification At this… more
- HSBC (Buffalo, NY)
- …versatile, inquisitive, and diverse team of global professionals. As our Audit Manager, Regulatory Compliance , Conduct and Legal (RCCL) Audit you will: + Support ... represent US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data...and associated risks to the stakeholders and assist the Senior Audit Manager in drafting audit observations and issues,… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... within Marex and ensuring that all employees understand their responsibilities. Furthermore, Compliance is a bridge between Marex and regulatory authorities. … more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... agency bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements,… more
- TD Bank (New York, NY)
- …creating a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a key member of the ... depending on availability and individual circumstances._ **Job Profile Summary:** The Senior Compliance Business Oversight Manager provides advice, support and… more